RIA in Longmeadow, MA
Recruiting in 3 Cities
Park City, UT - San Diego, CA - Longmeadow, MA $250,000,000 AUM / $2,000,000 REV
13 Years In Business
Custody With Other
2 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are looking for an experienced advisor that will get to know our clients well enough to “stand in their shoes” and give them great advice. Many of our clients and advisors are members of physician families or have other close ties to the healthcare industry. The ideal candidate will be an authentic member of this community and have the ability to empathize with these busy, highly educated and successful people.

RIA Hybrid in Austin, TX
Recruiting in 5 Cities
Plano, TX - Houston, TX - San Antonio, TX - AUSTIN, TX - Dallas, TX $1,200,000,000 AUM / $9,000,000 REV
15 Years In Business
Custody With Charles Schwab
BD BB Graham/RBC
26 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Our entrepreneurial firm is one of the fastest growing RIAs in America, and has been awarded for its ethics, its expertise and how well it treats its associates. The company philosophy is that the client is the boss, that the advisor works for the client, and our firm works for the advisor. The firm is specifically designed to help provide proven, fiduciary-minded advisors with a better way to deliver the highest quality client experience. In addition, the firm provides exceptional advisors with many of the benefits of owning one’s own company (including payouts that average 72% of revenues, profit-sharing, and a voice in how the company is run), but without the many headaches of ownership, ranging from compliance and billing to staffing and cyber-security.

RIA Hybrid in San Diego, CA
Recruiting in 23 Cities
New York, NY - Glastonbury, CT - Portland, OR - Seattle, WA - San Francisco, CA - Miami, FL - Boston, MA - Denver, CO - Portland, OR - Los Angeles, CA - Richmond, VA - Palm Bay, FL - Orlando, FL - Norfolk, VA - Houston, TX - Chicago, IL - Washington, DC - Cleveland, OH - Dallas, TX - San Diego, CA - Darien, CT - Seattle, WA - Phoenix, AZ $12,000,000,000 AUM / $80,000,000 REV
28 Years In Business
Custody With Charles Schwab
BD LPL FINANCIAL LLC
165 Advisors in 60 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Since 1996, our firm has been helping financial advisors to achieve their entrepreneurial vision. We offer comprehensive business building services, designed with the truly independent advisor in mind. With one hundred and forty-eight advisors, one hundred and twenty-seven CPAs and forty-four regional offices across the United States, and more than seven billion in brokerage and advisory assets, we have built our reputation advisor by advisor, client by client. Constructed and grown upon a foundation of empowerment, integrity and trust, we believe in the incredible power that financial advisors have to make a positive impact on people’s lives. We support advisors by offering a completely customizable open architecture business environment: technology, investment management, advanced planning, CPA partner program, family office platform, custody, marketing, public relations, M&A, succession planning and comprehensive business counsel.

RIA in LOS ANGELES, CA
$55,000,000,000 AUM / $550,000,000 REV
5 Years In Business
Custody With Apex Clearing
3 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our advisory solutions platform was developed after identifying a gap in support for independent advisors looking to grow their businesses, stay competitive, and expand the wealth management services they offer clients. We believe that by creating a fee-based platform and leveraging best practices adopted over years in the industry, we are able to provide advisors with the drive to run their own businesses, tremendous resources, and a passionate team of experts to lean on, all while remaining independent. Our platform offers innovative technology, business infrastructure, and collaboration with tenured teams, including investment management, tax, and trust services. You’ll also have practice management resources and support, including an advisor community, all to help grow your business.

RIA Hybrid in Jenkintown, PA
Recruiting in 23 Cities
Chicago, IL - Wilmington, DE - Aspen, CO - Austin, TX - Los Angeles, CA - Doylestown, PA - San Diego, CA - Telluride, CO - Portland, OR - Radnor, PA - Dallas, TX - Boise, ID - Boston, MA - Philadelphia, PA - Washington, DC - Atlanta, GA - New York City, NY - Denver, CO - Baltimore, MD - Miami Beach, FL - Hartford, CT - Seattle, WA - Greenwich, CT $2,900,000,000 AUM / $12,000,000 REV
29 Years In Business
Custody With Charles Schwab
BD Alden Securities
56 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We offer a variety of solutions to support your business. We offer a Flexible, Multi-Custodial platform that includes Schwab, Fidelity, Raymond James, RBC and Interactive Brokers. Financial Advisors can choose between W-2 and 1099 compensation models. Our Broker-Dealer is approved for 15 lines of business. We provide a full time CTO, CMO and CCO as well as 401K specialists. Our Asset Management models are offered at a reduced rate and we have an extensive alternatives platform. Our flat Affiliation package includes: Compliance, E&O, State Registration and Technology requirements. In addition, we have Legal Resources, Private Placement Services, Insurance and Benefits for Individuals and Corporations and Real Estate Professionals. Our Tech stack includes Morningstar, Orion, Google G suite, Advent, Docusign, Global Relay, Salesforce, Zephyr and EMoney.

RIA Hybrid in Towson, MD
Recruiting in 15 Cities
Fairhaven, WA - Columbus, OH - Detroit, MI - Milwaukee, WI - Grand Rapids, MI - Orlando, FL - Cincinnati, OH - Charleston, SC - Los Angeles, CA - Boston, MA - Salt Lake City, UT - San Francisco, CA - Towson, MD - Salt Lake City, UT - Oregon City, OR $4,125,000,000 AUM / $38,000,000 REV
30 Years In Business
Custody With Axos
BD FOUNDERS FINANCIAL SECURITIES, LLC
86 Advisors in 65 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We believe it is vital to understand what is important to each financial advisor and their business. This level of relationship allows us to serve as a true partner and to be supportive to the growth of your enterprise. To support the long-term growth and success of financial advisors, we provide a robust suite of solutions, including business management and coaching, wealth and asset management platforms, virtual operations services, powerful technology platforms, personalized education and training, and succession planning.

Independent Broker Dealer in Pittsburgh, PA
$120,000,000,000 AUM / $100,000,000 REV
39 Years In Business
Custody With Fidelity
200 Advisors in 90 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Boutique, self-clearing, multi-custodial firm with significant institutional presence. Dual or Hybrid registration to a select group of registered reps or advisers. Independent branches throughout the country. Centralized compliance without going through an OSJ office. Firm is highly collaborative focusing on the uniqueness of each of its partners and providing solutions for their success. Discretionary or third party asset management. Open architecture allows selection of tech stack that meets your needs. Control your branding and future. A collaborative culture resulting in a familial experience where management decisions are not made to the least common denominator but to your personal success.

RIA Hybrid in Omaha, NE
Recruiting in 94 Cities
Englewood, CO - Sioux Falls, SD - Jackson, MS - Morgan Hill, CA - Agoura Hills, CA - Cando, ND - Saginaw, MI - Maitland, FL - Salt Lake City, UT - Georgetown, TX - Valparaiso, IN - Austin, TX - Watkinsville, GA - Paynesville, MN - Indianapolis, IN - Evansville, IN - Slidell, LA - Johnson City, TN - Albuquerque, NM - Napa, CA - Irvine, CA - Colorado Springs, CO - Saint Joseph, MO - Memphis, TN - Chicago, IL - Gilbert, AZ - Washing, DC - Bakersfield, CA - West Des Moines, IA - Pittsburgh, PA - Las Vegas, NV - Fall River, MA - Southlake, TX - Kennewick, WA - Highlands Ranch, CO - Ann Arbor, MI - Naperville, IL - Grand Rapids, MI - Concord, MA - Saint Louis, MO - Midvale, UT - Cedar Rapids, IA - Glendora, CA - Washington, PA - Baton Rouge, LA - Wexford, PA - Quincy, IL - Ferndale, WA - Stephenville, TX - Lake Jackson, TX - Amarillo, TX - Arvada, CO - Nevada, MO - Greenfield, IN - De Forest, WI - Salem, OR - Mill Valley, CA - Hagerstown, MD - Beaverton, OR - Yakima, WA - Raleigh, NC - Fort Atkinson, WI - Thibodaux $22,000,000,000 AUM / $100,000,000 REV
41 Years In Business
Custody With Charles Schwab
BD CETERA ADVISOR NETWORKS LLC
200 Advisors in 106 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Our growing RIA offers advisors the highest level of industry knowledge, innovation and execution in key areas of business: technology, investments, marketing, M&A, compliance, business consulting and more. We strive to provide value to firms in the way that best fits their needs – as partners who maintain their existing brand, with those who are interested in selling a minority stake or joining an existing partner, and for advisors looking for full succession. Our primary goal is to free up advisors to focus on the areas that lead to growth, while providing unmatched, industry-leading value to their clients.

Independent Broker Dealer in Miami, FL
$90,000,000 AUM / $650,000 REV
7 Years In Business
Custody With Charles Schwab
3 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Hybrid structure serving domestic and international clients. We can Taylor made a value added proposition for you to help on your path to independence.

Independent Broker Dealer in San Diego, CA
$700,000,000,000 AUM / $5,000,000,000 REV
35 Years In Business
Custody With Self Clearing
9999 Advisors in 4500 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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We take care of our advisors so they can take care of their clients.

RIA in San Francisco, CA
Recruiting in 9 Cities
Boston, MA - Denver, CO - Houston, TX - San Diego, CA - Miami, FL - Los Angeles, CA - Boca Raton, FL - New York City, NY - Bozeman, MT $1,800,000,000 AUM / $9,000,000 REV
20 Years In Business
Custody With Charles Schwab
17 Advisors in 6 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are an independent, fee based RIA with a friendly broker/dealer relationship. We are planning focused with investment expertise in ESG, options, and alternatives. Our 5 year annualized growth rate is ~47% on AUM and 28% on revenue. We have a dedicated recruiting and transition team to support advisors who are looking to make a move. Advisors who have rolled into our firm have an average attrition rate of ~5% and have all seen an increase in income and support once moved over. We have offices in CA, HI, FL, NJ, NY, and MT but are relatively agnostic with regard to location. We are always looking to expand our geographic footprint in strategic areas. Reach out for an exploratory call!

RIA in Reno, NV
Recruiting in 190 Cities
Franklin, TN - Lexington, KY - Philadelphia, PA - Rome, NY - New Orleans, LA - Palm Beach, FL - Danville, CA - Minneapolis, MN - Moore, SC - Seal Beach, CA - Tulsa, OK - Sacramento, CA - Boise, ID - Kansas City, KS - Tempe, AZ - Saint Louis, MO - Champaign, IL - Lonetree, CO - New York City, NY - Fort Worth, TX - Detroit, MI - Las Vegas, NV - Las Vegas, NV - Independence, OH - San Jose, CA - Boston, MA - Indianapolis, IN - Kansas City, MO - Chicago, IL - Cincinnati, OH - Raleigh, NC - Truckee, CA - Newport Beach, CA - Wichita, KS - Nashville, TN - Saginaw, MI - Houston, TX - Sugarcreek, OH - Bakersfield, CA - Philadelphia, PA - Burlingtn, VT - Burlington, VT - Ridgewood, NJ - Lincoln, NE - Palm Beach, FL - Annapolis, IL - Scottsdale, AZ - Charleston, SC - Newtown, CT - Trenton, MI - Prior Lake, MN - Omaha, NE - Incline Village, NV - Portland, OR - Newtown, CT - Glenwood Springs, CO - Redding, CA - Palm Desert, CA - Nashville, TN - Miami, FL - Las Vegas, NV - Boston, MA - Jacksonville, AL - Rockledge, FL - Pri $3,600,000,000 AUM / $350,000,000 REV
17 Years In Business
Custody With Charles Schwab
60 Advisors in 20 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a boutique independent Registered Investment Advisor firm with a specialization in working with breakaway advisors. Bolstered by an array of proprietary growth and support systems for advisors, the firm was ranked amongst the fastest growing RIAs in the United States in the 2021 annual report jointly published by the Investment Advisor Association© and National Regulatory Services (NRS™). Our foundation begins with providing today’s advisor with what he or she needs to build a successful practice: Low-cost back office support, compliance, and technology systems for stability and scale, a suite of investment and wealth management solutions to properly serve clients, and advanced sales training, marketing support, and proprietary growth strategies. You’ll also find specialty services, including new RIA formation, private and public fund startup and administration, family office services, and more. We pride ourselves on having developed a collaborative ecosystem that gives our advisors access to resources that aren’t typically available in the boutique space. Our culture is centered around innovation and collaboration. To us, innovation is being able to re-embrace our craft while carving new paths; something we feel is needed within an industry where many products and systems have become stagnant and unengaging to advisors and clients alike. In regards to collaboration, our advisors form a closely-knit community where we actively support each other, and combine strengths to create new product and service lines. We’ve also created Financial Design Labs, a “design lab” and business development community for financial professionals, including advisors, CPAs, attorneys, and others. Lifestyle is also very important to us. While we are passionate about our work, we never lose focus of why we work. Here, family comes first; whether it’s the families we serve, or the families of our advisors and staff. All of our hard work is focused on providing advisors with leverage, so their practices can support their lives–and that of their families. Our remote infrastructure, in place for over a decade, allows advisors to work from anywhere, and even transition a practice without ever leaving their home offices. We’ve even developed a proprietary transition process and team to minimize the difficulty of a transition. While we’re selective, we are happy to talk with any advisors about our firm, its resources, and our culture, to see if there are any potential synergies in working with one another.

RIA in Berwyn, PA
$60,000,000 AUM / $400,000 REV
10 Years In Business
Custody With TD Ameritrade
2 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a tech enabled Registered Investment Adviser based outside of Philadelphia but we have clients nationwide. We have a core tech stack but are open architecture when it comes to the technology used. We lead with financial planning and have a heavy service model. We welcome advisers who want a say in the direction of our firm and how best to serve our clients.

RIA Hybrid in Williamsburg, VA
Recruiting in 8 Cities
Hampton, VA - Norfolk, VA - WILLIAMSBURG, VA - Charlottesville, VA - Newport News, VA - Raleigh, NC - Richmond, VA - Virginia Beach, VA $132,000,000 AUM / $1,250,000 REV
17 Years In Business
Custody With TD Ameritrade
BD PKS INVESTMENT ADVISORS LLC
3 Advisors in 1 Offices
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are looking to expand our service area by seeking dedicated professional advisors who are looking to join our practice either through a merger, acquisition, succession plan or as a IAR. If you would like to add value to your client relationships through the best in class integrated technology and provide additional services other than the standard investment management and financial planning services such as, Medicare Planning, Estate Planning by creating Wills and Revocable Living Trusts, quantitatively assessing your clients risk and having one comprehensive financial dashboard for all of your clients assets and liabilities. If you are interested in business ownership, and adding an asset to your personal balance sheet and adding value to your client relationships, we would appreciate the opportunity to begin a conversation with you and or your team.

OSJ/Super OSJ in Glen Allen, VA
Recruiting in 67 Cities
San Diego, CA - New Berlin, IL - Albany, NY - New Berlin, WI - Vero Beach, FL - Vero Beach, FL - Vancouver, WA - Milwaukee, WI - Detroit, MI - Anaheim, CA - Irwin, PA - Huntington Beach, CA - Celebration, FL - Lubbock, TX - Miami, FL - Charleston, SC - Pittsburgh, PA - Syracuse, NY - Cleveland, OH - Phoenix, AZ - Butler, PA - San Jose, CA - Port Orange, FL - GLEN ALLEN, VA - Port Orange, FL - Charlotte, NC - Harrisburg, PA - Hartford, CT - Alexandria, VA - Melbourne, FL - Tempe, AZ - Melbourne, FL - Anaheim, CA - Jacksonville, FL - Pittsburgh, PA - Stuart, FL - Dallas, TX - Philadelphia, PA - New Haven, CT - Tampa, FL - Celebration, FL - Reading, PA - Stuart, FL - Tacoma, WA - Fort Lauderdale, FL - West Palm Beach, FL - Ponte Vedra Beach, FL - Houston, TX - Nashville, TN - Boston, MA - Chicago, IL - Orlando, FL - Mukilteo, WA - Bend, OR - Seattle, WA - Ft Myers, FL - Portland, OR - Naperville, IL - Worcester, MA - Melbourne, FL - Cicero, IL - Rosemont, IL - Melbourne, FL - Portland, OR - Minneapolis, MN - Ric $5,500,000,000 AUM / $48,000,000 REV
38 Years In Business
Custody With Charles Schwab
256 Advisors in 165 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Our organization focuses on the Advisor and their work product for clients.

RIA in Houston, TX
Recruiting in 17 Cities
Spring, TX - Beaumont, TX - Katy, TX - Humble, TX - Chandler, AZ - Baytown, TX - West Des Moines, IA - Scottsdale, AZ - Dallas, TX - Pearland, TX - Phoenix, AZ - San Antonio, TX - Sugar Land, TX - Ankeny, IA - Des Moines, IA - Austin, TX - The Woodlands, TX $170,000,000 AUM / $2,500,000 REV
8 Years In Business
Custody With Charles Schwab
7 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Growing RIA firm looking for strong candidates to join. Our firm has many resources to help take your firm/business/brand to the next level including back-office support, concierge-level service personnel, turn-key insurance offerings and more.

RIA Hybrid in Alpharetta, GA
Recruiting in 16 Cities
Charlotte, NC - Huntsville, AL - Atlanta, GA - Jacksonville, FL - Biloxi, MS - Nashville, TN - Knoxville, TN - ALPHARETTA, GA - Greensboro, NC - Houston, TX - Durham, NC - Dallas, TX - San Antonio, TX - Raleigh, NC - Birmingham, AL - Greenville, SC $1,175,000,000 AUM / $38,000,000 REV
27 Years In Business
Custody With Fidelity
BD Kalos Capital, Inc.
130 Advisors in 60 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a privately owned full-service Firm that prides itself on personalized service to the advisors we serve.

RIA in Atlanta, GA
Recruiting in 24 Cities
Columbia, SC - Houston, TX - Chattanooga, TN - Raleigh, NC - Nashville, TN - San Antonio, TX - Birmingham, AL - Memphis, TN - Knoxville, TN - Austin, TX - Huntsville, AL - Charleston, SC - Savannah, GA - Austin, TX - Jacksonville, FL - Tampa, FL - Augusta, GA - Ponte Vedra Beach, FL - Orlando, FL - Atlanta, GA - Montgomery, AL - Charlotte, NC - Dallas, TX - Macon, GA $200,000,000 AUM / $1,000,000 REV
9 Years In Business
Custody With Charles Schwab
4 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Whether you are looking to join an RIA, run your own practice with your own brand or sell your practice, we'd like to speak with you. We are an entrepreneurial RIA firm located in Atlanta, GA and we are happy to discuss unique opportunities. We currently have clients in more than 20 states and 3 countries and have 3 CFA's and a CPA on staff to support your business. We manage several strategies that you can use for your clients, and we are also happy to help you develop your own as well. Please reach out if you would like to learn more.

RIA in Centennial , CO
Recruiting in 33 Cities
Calabasas, CA - Saint Petersburg, FL - Los Angeles, CA - Cleveland, OH - Seattle, WA - Beverly Hills, CA - Phoenix, AZ - Denver, CO - San Luis Obispo, CA - Columbus, OH - Newport Beach, CA - San Diego, CA - Austin, TX - Boulder, CO - San Francisco, CA - Boston, MA - Colorado Springs, CO - Houston, TX - San Antonio, TX - Grand Jct, CO - San Jose, CA - New York City, NY - Durango, CO - PORTSMOUTH, NH - Westlake Village, CA - Santa Fe, NM - Aspen, CO - Walnut Creek, CA - Atlanta, GA - Woodland Hills, CA - Chicago, IL - Portland, OR - ENGLEWOOD, CO $1,700,000,000 AUM / $14,000,000 REV
8 Years In Business
Custody With Charles Schwab
30 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a partnered independence platform that serves successful advisors across the United States. Our partners reclaim their focus, grow their practices, and help more families by tapping into institutional-level platforms and resources — and a community of like-minded entrepreneurial advisors. We have an internal marketing firm used to custom-build growth solutions for our advisors, an ecosystem of integrated technology and tools, access to sophisticated investment strategies (that are mandatory), compliance support and built in succession to help maximize the value of your practice as you maintain control.

Independent Broker Dealer in Birmingham, AL
Recruiting in 18 Cities
Denver, CO - San Diego, CA - BIRMINGHAM, AL - Fargo, ND - Kansas City, MO - Los Angeles, CA - Sioux Falls, SD - Little Rock, AR - Dallas, TX - Houston, TX - Billings, MT - Saint Louis, MO - San Antonio, TX - Des Moines, IA - Las Vegas, NV - Boise, ID - Phoenix, AZ - Casper, WY $17,000,000,000 AUM / $97,000,000 REV
39 Years In Business
Custody With Charles Schwab
700 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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A boutique firm that provides competitive resources, while providing highly customized solutions to meet the unique needs of the advisors we serve and their clients. • We get to know you (not just your numbers) to deliver truly personalized support. We seek to know each advisor in order to help every practice we serve get the most out of our wide array of solutions that optimize advisor performance. • Advisors join us (and stay with us) because we’re right-sized and values-driven. Our capital strength and ability to invest in solutions-based capabilities is just one example of what keeps nearly 100% of our financial advisors with us for 10 years or more. • We are a leader in service that’s prompt, responsive, and adaptable. Phone calls to our service team are answered within eight seconds, and our routine compliance response time is typically within 24 hours. •We know you need more in your journey towards greater success and true independence and we look forward to partnering with you.

RIA in Little Rock, AR
Recruiting in 10 Cities
Fort Smith, AR - Bryant, AR - Benton, AR - Russellville, AR - Little Rock, AR - Stuttgart, AR - Conway, AR - Rogers, AR - Fayetteville, AR - Bentonville, AR $90,000,000 AUM / $800,000 REV
9 Years In Business
Custody With Charles Schwab
3 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a small RIA with an easy-going atmosphere, focused on investment management and financial planning that brings value to our clients, first and foremost. We are looking for an advisor that would enjoy a small company environment with decades of experience and support to back them.

RIA Hybrid in Huntsville , AL
Recruiting in 7 Cities
Greenville, NC - Birmingham, AL - HUNTSVILLE, AL - Nashville, TN - Chattanooga, TN - Washington, DC - Kansas City, KS $2,500,000,000 AUM / $21,000,000 REV
30 Years In Business
Custody With Fidelity
BD Keel Point Capital
20 Advisors in 7 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a hybrid, multi-custodial firm with more than $2.5B in AUM. We currently have six locations and seek to expand our footprint. Our firm focuses on four areas, including: Private Client (serving families with $100k- $25m), Multi- Family Office (serving multiple families with investable assets of $40m and greater), Corporate Benefits and Insurance (serving businesses and individuals), and Institutional Asset Management (serving Endowments and Foundations). We maintain an advanced integrated Advisor technology stack, along with a complete integrated back office technology suite. Partnering with us can be accomplished through several avenues: 1099, W-2, or succession planning through our sell and stay program. A dedicated and experienced professional management team expertly guides our legacy firm. We developed a proven integration process, which consistently results in successful advisor growth. Our advisor team is relatively young, with an average age of forty. We promote a team approach and solutions driven compliance support. We provide public relations and marketing support and a practice management program.

OSJ/Super OSJ in Farmington, MO
Recruiting in 3 Cities
Columbia, MO - Kennett, MO - Rolla, MO $500,000,000 AUM / $2,750,000 REV
39 Years In Business
Custody With RBC
13 Advisors in 10 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a small firm owned by a bank in Missouri. We have a team model and work hard to help our clients and each other.

RIA Hybrid in Wormleysburg, PA
Recruiting in 6 Cities
Harrisburg, PA - Lancaster, PA - York Haven, PA - Timonium, MD - Baltimore, MD - State College, PA $1,200,000,000 AUM / $6,500,000 REV
11 Years In Business
Custody With Fidelity
BD TRIAD ADVISORS, LLC
9 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Not every advisor wants to start their business from scratch. We are looking for dedicated professionals to join our team, whether you live in Central PA or elsewhere throughout the U.S. With multiple affiliation models and an internal infrastructure built for future growth, we aim to provide financial advisors with the tools, flexibility and level of support they feel they need to grow and thrive. Tired of spending your time on matters outside of just servicing clients? Simply seeking a better payout but want to maintain ownership of your book? Don’t have time for portfolio creation? Let our team in Pennsylvania support you in running your book of business the way you have always wanted to. Joining us through the following models would require affiliating with our associated Registered Investment Advisor (RIA) and Broker Dealer (BD).

OSJ/Super OSJ in Valdosta, GA
$80,000,000 AUM / $750,000 REV
6 Years In Business
Custody With Other
6 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a destination firm for advisors looking for a SECURE path to operational maturity.

RIA Hybrid in Falmouth, ME
Recruiting in 3 Cities
Sarasota, FL - Danbury, CT - Falmouth, ME $425,000,000 AUM / $4,250,000 REV
87 Years In Business
Custody With Charles Schwab
BD Bolton Global Capital
6 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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The firm offers the services of a world-class investment house dedicated to improving clients' financial lives and making their futures more secure. As an independent firm, we provide objective advice and are committed to excellence for its clients. With the benefit of over 82 years of experience in the financial markets, the company has developed an expertise and knowledge base that has served its clients well — enabling them to enjoy healthy returns during prosperous economic periods, while mitigating downside risk during adverse markets. We use our own proprietary investment management software and virtual family office platform to differentiate ourselves from other advisors in the marketplace. The firm's investment philosophy is well-defined and grounded on established academic principles. Implementation is highly disciplined. Importantly, the firm's strategies are not swayed by transient tactics promoted by the media and financial industry.

RIA in West Des Moines, IA
Recruiting in 21 Cities
Kansas City, MO - Kapaa, HI - Chicago, IL - Dallas, TX - Phoenix, AZ - Ankeny, IA - WEST DES MOINES, IA - Phoenix, AZ - Nashville, TN - Ames, IA - Houston, TX - Des Moines, IA - Nashville, TN - Honolulu, HI - Iowa City, IA - Omaha, NE - Kihei, HI - Atlanta, GA - Minneapolis, MN - Honolulu, HI - Austin, TX $97,139,702 AUM / $372,456 REV
4 Years In Business
Custody With Charles Schwab
4 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are an independent, privately-held wealth advisory firm providing comprehensive wealth management and financial advice to a select group of business owners, executives, high net-worth families, individuals, and entrepreneurs. We achieve this by having partnerships in key areas, such as Tax Planning (4+ CPAs), Estate Planning (3+ Attorneys), Alternative Investments (2 Real Estate Firms), Self-Directed (In-House, Using Qualified money to invest in hard assets), as well as a department that solely focuses on Business Retirement Plans & Benefits.

RIA in Maumee, OH
$2,580,000,000 AUM / $13,200,000 REV
14 Years In Business
Custody With Charles Schwab
22 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our client families deserve the best. We expect them to feel appreciated, valued and cared for beginning the very first time they walk through our doors. That’s why we only seek team members who share our same client-first mentality and are committed to help create an exceptional investment experience and lifelong partners. If you’re a critical thinker, a contributor by nature and have a strong desire to be part of a collaborative, fun environment, our firm may be where you belong. To get a better feel for how you might fit into our firm, here are a few things you should know about us.

RIA in Westlake, OH
Recruiting in 15 Cities
Cincinnati, OH - Pittsburgh, PA - Lexington, KY - Denver, CO - Toledo, OH - Tampa, FL - Myrtle Beach, SC - Erie, PA - Chicago, IL - Charleston, SC - Columbus, OH - Richmnd, VA - Charlotte, NC - Detroit, MI - Cleveland, OH $80,000,000 AUM / $400,000 REV
6 Years In Business
Custody With Charles Schwab
8 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Three Decades of Excellence: With 30 years in the financial sector has been a pillar of strength in financial planning, offering personalized and comprehensive financial solutions. Unique Diversification Strategy: Our firm excels in optimizing lifetime savings through a diversification model that adapts to individual client needs, ensuring financial resilience and growth. Expansive Growth: In a dynamic phase of expansion, we are enhancing our services and extending our reach, now including South Carolina and planning to expand into neighboring states. Broadening Regional Impact: Originally established in Northeast Ohio, our expansion into South Carolina is a stepping stone to further regional growth, aiming to bring our expertise to more clients across state lines. Full Financial Planning Services: We offer a complete range of financial planning services, ensuring that every aspect of our clients' financial lives is comprehensively addressed and strategically managed. Expert Tax Planning: Our tax planning services are designed to optimize our clients' financial efficiency, ensuring they benefit from effective tax strategies tailored to their unique situations. Personalized Asset Management: We specialize in individual asset management, providing clients with personalized investment strategies that align with their specific financial goals and risk tolerance. Emerging and Established Business Support: Catering to both emerging enterprises and established businesses, we provide a variety of investment options to suit diverse financial needs. Education and Non-Profit Involvement: Our role as a 403b provider for educational institutions and non-profits underlines our commitment to societal growth and financial education. Comprehensive Employer Services: We manage 401k plans for companies with up to 1,000 employees, offering tailored investment and fiduciary services. Independent, Aligned with Client Goals: As a fee-only Registered Investment Advisor, our goals are aligned with those of our clients, ensuring unbiased and focused financial advice. Experienced Professional Team: Our team of experts has deep knowledge in financial products and strategies, delivering maximum benefit and protection to our clients. Building Trust and Long-Lasting Relationships: Our commitment to trust and enduring relationships with clients is the cornerstone of our long-standing success. Innovative Marketing and Lead Generation: Our advanced marketing strategies and lead generation systems ensure continual growth and an expanding market presence. Partnerships with Chambers of Commerce: Collaborating with multiple chambers of commerce enhances our community ties and widens our network, facilitating a diverse and robust client base.

RIA in Leawood, KS
$10,000,000 AUM / $100,000 REV
20 Years In Business
Custody With Charles Schwab
8 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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RIA firm growing rapidly. In need of advisors to assist with lead flow. Looking for motivated advisor that enjoys solving problems for investors. Must be organized and task-oriented.

RIA in Scottsdale, AZ
$110,000,000 AUM / $1,600,000 REV
21 Years In Business
Custody With Pershing
1 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are an independent RIA that provides high-touch comprehensive financial planning and investment advisory solutions to a select group of clients throughout the country. We serve entrepreneurs, executives, professionals, affluent woman, high net worth individuals and families. Our clients enjoy a high-touch boutique experience with access to a diverse array of open-architecture financial solutions and strategies that enable them to enjoy life's important milestones. Our goals-based digital financial planning and retirement engagement tools are designed to help our clients achieve financial success. We are growing and progressive advisory business with a keen sense of purpose and commitment to client care. Our independent spirit and dedication to thinking differently have been keys to our success. Our growing client base and technology-driven platform has afforded us the ability to open the door to a group of talented private wealth advisors to our join our practice.

RIA in San Diego, CA
Recruiting in 5 Cities
Del Sur, CA - San Diego, CA - Rancho Santa Fe, CA - Del Mar, CA - La Jolla, CA $50,000,000 AUM / $350,000 REV
5 Years In Business
Custody With TD Ameritrade
1 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Tax Focused, Holistic Wealth Management Firm spun out of my legacy RIA (family business) to specifically serve Real Estate Investors and Business Owners thru Flat Fee, All Inclusive (Tax Planning and Preparation, Estate Planning, Investments/Insurance, Business Financial Planning and Retirement Planning) Tailor Financial Advice. Fees based off of a % of Net Worth and Income and are partially deductible thru our client's business business.

RIA in Covington, KY
Recruiting in 6 Cities
Bowling Green, KY - Covington, KY - Louisville, KY - Cincinnati, OH - Lexington, KY - Owensboro, KY $2,700,000,000 AUM / $12,000,000 REV
24 Years In Business
Custody With Charles Schwab
10 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a privately-held SEC registered investment advisor. Our Wealth Management division delivers investment management, comprehensive financial planning, private trust, tax preparation, elder care, and consulting services to individuals and their families. Our Institutional division delivers ERISA 3(21) and 3(38) fiduciary services, managed accounts, retirement plan consulting, and discretionary investment management to retirement plan sponsors, defined benefit plans, endowments, and non-profits. We have 28 Team Members, including 10 Shareholders. Financial Advisors lead client relationships and receive support from a dedicated, credentialed service team. We have demonstrated success in helping Advisors to cross-selling service from our two divisions, enabling Advisors to deepen relationships with their clients and increase revenue streams. We have successfully implemented a client succession program and roughly 50% of our clients will be transitioned to new Lead Advisors within the next five years. We are also approved on the Schwab Advisor Network and offer participation to new Advisors.

Independent Broker Dealer in Arden Hills, MN
Recruiting in 3 Cities
Rochester, MN - Duluth, MN - Minneapolis, MN $1,380,529,000 AUM / $12,500,000 REV
15 Years In Business
Custody With RBC
100 Advisors in 83 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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We are marketing company that happens to be a BD. We provide strong and unique marketing tools to help you find more prospects. We also offer support with case design and financial planning. Advisors have access to a full set of financial products and services through the firm and our affiliates. Advisors have free access to our proprietary technology platform. Our platform serves as a powerful virtual support system to provide the infrastructure you need to excel. The platform offers integrated CRM, automated lead generation and marketing systems, financial planning software, paperless applications, office workflows, and a client portal. Our compliance team provides “Common Sense Compliance”. We offer dozens of pre-approved sales systems and marketing pieces that can be customized for you. Compliance officers are experienced and accessible. Monthly training webinars and alert emails are offered to help producers understand compliance rules and regulatory updates.

Independent Broker Dealer in Atlanta, GA
Recruiting in 10 Cities
Dallas, TX - Nashville, TN - Raleigh, NC - San Diego, CA - Orlando, FL - Phoenix, AZ - Tampa, FL - Atlanta, GA - Jacksonville, FL - Houston, TX $5,500,000,000 AUM / $75,000,000 REV
8 Years In Business
Custody With Charles Schwab
115 Advisors in 55 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Independent focus. Service is personable. Broad menu and deep resources to help you grow.

RIA in East Greenville, PA
Recruiting in 6 Cities
Conshohocken, PA - Bryn Mawr, PA - Phila, PA - Allentown, PA - Doylestown, PA - Bethlehem, PA $85,000,000 AUM / $700,000 REV
25 Years In Business
Custody With Charles Schwab
2 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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RIA firm providing wealth management and financial planning in the Philadelphia area. Our firm is seeking growth by adding advisors that are looking to become part of a well established firm that is growing.

RIA in Melbourne, FL
$46,000,000 AUM / $580,000 REV
16 Years In Business
Custody With Fidelity
1 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a growing independent Registered Investment Advisor firm looking for positive like minded advisors who want to positively influence people’s lives with sound financial planning and investment management. We utilize some of the very best technologies to efficiently manage our clients experience. Our method of smart planning and forward thinking provides our clients with a financial plan unique to meet their needs and goals.

RIA Hybrid in Matawan NJ, NJ
$400,000,000 AUM / $5,000,000 REV
22 Years In Business
Custody With LPL
BD LPL FINANCIAL LLC
9 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Hello, we are an RIA with several offices in NJ and also CA. We are looking to expand our presence and partner with motivated advisers that have felt left behind by their current broker dealer. Whether you are looking to grow or simply become more efficient with your time we can help. We have high payouts, transition support & bonus, training, we can provide you with your local office space and staff support, ownership in your practice, coaching and sales support and the best technology package available in our industry. We can also offer advisers the ability to service our firms clients and potential equity in those clients for the right fit.

RIA Hybrid in Auburn, NY
Recruiting in 11 Cities
Ithaca, NY - Arlington, VA - Rochester, NY - Silver Spring, MD - Washington, DC - Naples, FL - Syracuse, NY - Fort Myers, FL - Fayetteville, NY - Auburn, NY - Camillus, NY $170,000,000 AUM / $1,600,000 REV
11 Years In Business
Custody With Charles Schwab
BD PKS INVESTMENT ADVISORS LLC
2 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Advisor-owned, discretionary wealth management firm looking to increase regional exposure and grow its existing team. Highly interested in speaking to advisors looking to breakaway from an existing wirehouse, RIA or independent firm in need of an accommodative, synergistic environment. Also, looking to merge or partner with other existing independent firms or RIA's. Attractive employee benefits available, as well as a team culture ready to assist with your transition and subsequent growth.

RIA in Orlando, FL
Recruiting in 10 Cities
Altamonte Springs, FL - Maitland, FL - Winter Garden, FL - Lake Mary, FL - Longwood, FL - Orlando, FL - Oviedo, FL - Winter Park, FL - Celebration, FL - Windermere, FL $10,000,000 AUM / $100,000 REV
5 Years In Business
Custody With Charles Schwab
4 Advisors in 1 Offices
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are the leading innovative provider of wealth management services. For over 26 years, we have been providing clients throughout the United States with sound, professional and unbiased financial advice. Our philosophy has remained unchanged through the years and that is to make what can be a complex process, straightforward and easy to understand. We specialize in building, and protecting, wealth through sound financial, retirement and insurance planning. We are independent and impartial advisors who put our client’s needs first.

RIA in Plymouth, MA
$80,000,000 AUM / $400,000 REV
16 Years In Business
Custody With Charles Schwab
1 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Independent Fee-Only Financial Planning and Investment Management Firm

RIA in Burlington, MA
$260,000,000 AUM / $4,000,000 REV
13 Years In Business
Custody With Charles Schwab
7 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a small intimate firm who fully understands work life balance.

RIA in Knoxville, TN
$31,000,000 AUM / $300,000 REV
5 Years In Business
Custody With Charles Schwab
1 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We provide integrated wealth management services to families and individuals who desire more than traditional investment management. Our wealth management process considers a broad range of variables in order to address our clients' personal and financial goals and aspirations. The outcome is the development of a comprehensive and dynamic financial plan to ensure that their goals are met, covering all the important details of financial life, enabling clarity and confidence for the future. At the core of our service is a commitment to the fiduciary standard. That means we put our clients' interests first - always. We don’t earn investment commissions. We don’t charge hidden fees. And, we represent no one but our clients. Period.

RIA Hybrid in Raleigh, NC
Recruiting in 15 Cities
Raleigh, NC - Garner, NC - Chapel Hill, NC - Durham, NC - Clayton, NC - Zebulon, NC - Cary, NC - Apex, NC - Wake Forest, NC - Hillsborough, NC - Morrisville, NC - Mebane, NC - Knightdale, NC - Rolesville, NC - Creedmoor, NC $100,000,000 AUM / $750,000 REV
37 Years In Business
Custody With Pershing
BD CETERA ADVISOR NETWORKS LLC
2 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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I'm a local practitioner that runs a family practice. I've been registered since the 1980's. My wife has been registered for 25 years, and my son has worked with us for 10 years. I guest lecture at Duke, and earned my MBA there. We are looking to buy the books of Triangle based advisors that are looking to retire. We are 90% fee based, but have held on to our securities licenses. We work out of 2 Raleigh offices, and are willing to expand if we can find the right books to acquire. We're willing to pay a premium to the market for the right advisor and book. I'd prefer a roughly 5 year transition as the advisor slowly retires, but that is negotiable. A significant part of the deal will be based upon the assets moving with the advisor. For advisors that both want a good price for their book, and a firm that will take care of their clients, we are who you should talk to. We only want books that are based primarily in Raleigh/Durham/Chapel Hill area of North Carolina.

OSJ/Super OSJ in Boca Raton, FL
$18,500,000,000 AUM / $175,000,000 REV
22 Years In Business
Custody With First Clearing
475 Advisors in 250 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Our reason for being in this business is to improve the quality of life for our advisors and their families, which is what they do for their clients. We are a boutique firm dedicated to maintaining a unique culture among our employees to provide the highest standard in personalized boutique service to our financial advisors and their clients. We know our advisors, most of Sr. Management started out as advisors, and we know what it takes to help them build their ideal business. We listen to their needs, pinpoint opportunities to elevate their practice, and work with them to implement new growth strategies What you gain in partnering with our firm: Complete accessibility to Sr. Management, A team of relationship consultants dedicated to growing your business, Access to cutting-edge marketing and technology resources tailored to your business, More time with clients and less time dealing with back-office issues, Resources of a large broker-dealer with the culture of a boutique firm

RIA in dedham, MA
Recruiting in 2 Cities
Portsmouth, NH - Salem, NH $275,000,000 AUM / $4,000,000 REV
11 Years In Business
Custody With Charles Schwab
15 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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The one certainty in financial markets is change. We believe that knowing how to embrace and navigate that change, both good and bad, and employing a methodology where decisions are driven by reliable research – not emotion – are at the core of investing success. We also believe that success requires continuing collaboration and communication with clients, and that a culture deeply instilled with trust and ethics fosters enduring relationships that can be rewarding on many fronts.

RIA in Stamford, CT
$175,000,000 AUM / $1,400,000 REV
12 Years In Business
Custody With Pershing
2 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are looking to grow our team by bringing on advisors who share our dedication to excellent client service consistent with the fiduciary standard. There is tremendous opportunity in the RIA space for firms to combine excellent team members with cutting edge technology to create a win-win-win for the clients, advisors and the firm while charging reasonable fees. We believe in the fair treatment of advisors who have the freedom to service clients and market their services without worrying about running a business.

RIA in Urbandale, IA
Recruiting in 11 Cities
San Diego, CA - Milwaukee, WI - Chicago, IL - Omaha, NE - Lincoln, NE - Sioux Falls, SD - Dallas, TX - Des Moines, IA - El Paso, TX - Phoenix, AZ - Minneapolis, MN $330,000,000 AUM / $3,300,000 REV
7 Years In Business
Custody With TD Ameritrade
24 Advisors in 20 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We're an Independent RIA built on efficient systems that are fully integrated using leading-edge technology, experienced staff, and transition support. We empower fiduciaries to provide the best financial guidance to their clients without obligation to a particular product or relationship. We believe you should be in business for yourself but not by yourself. When a situation calls for specialized knowledge outside of your practice you can leverage our advisor network without sacrificing your autonomy. Together we all achieve more.

OSJ/Super OSJ in Wilmington, DE
Recruiting in 3 Cities
Boca Raton, FL - Tampa, FL - Philadelphia, PA $2,000,000 AUM / $25,000,000 REV
13 Years In Business
Custody With Charles Schwab
80 Advisors in 15 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED
Clients Available For Referral

In The Firms Own Words
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If you stick a pin into a beach ball, regardless of where you poke it, the ball will deflate. The same applies to how we work. There is no top or bottom — each individual plays an essential role in keeping the firm inflated. The beach ball approach is unique in our industry and a big reason for our growth and success. We work hard at hiring people that believe in long term client relationships. We are a team made of up of management directors, advisors, and operations people. Our organizational chart has no top or bottom. Through teaming, our people win (for themselves and our clients) by doing what they love the most. Together, we figure out each persons strengths and team them with others who can support each other and our clients. Our clients know that there is a team supporting them and their financial and insurance needs.

RIA in Miamisburg, OH
Recruiting in 2 Cities
MIAMISBURG, OH - Dayton, OH $110,000,000 AUM / $750,000 REV
5 Years In Business
Custody With Fidelity
1 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm serves families as a steward of their financial lives. We walk them through a process that relieves the stress of financial planning and investment management enabling them to focus on other priorities such as family, health, and simply enjoying life. We are looking to add advisors that lead with planning and investment management based on a deep understanding of their clients' financial lives. Advisors at our firm are fiduciaries in 100% of client interactions, always putting a client's best interest ahead of their own. Having formed as a 'breakaway' from a wirehouse, we have the knowledge base to compare an advisor's current practice structure at a large institution with the freedom of the fee-only RIA model, and how to best communicate the resulting mitigation of conflicts-of-interest with clients.

RIA in FORT LAUDERDALE, FL
Recruiting in 11 Cities
Miami, FL - San Diego, CA - Boca Raton, FL - Chicago, IL - Stamford, CT - Bellevue, WA - Phoenix, AZ - Fort Lauderdale, FL - West Palm Bch, FL - Seattle, WA - New York City, NY $100,000,000 AUM / $1,000,000 REV
5 Years In Business
Custody With Charles Schwab
3 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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I am an RIA looking for Advisors wishing to "tuck in" under an existing RIA platform without the upfront and/or ongoing cost of starting and operating your own RIA. My firm will cover costs associated with compliance, legal, transition, brand / marketing, practice management software, financial planning software, CRM, billing, and performance reporting. As simply a "DBA" under my firm, you will have the ability to brand your practice as your own and enjoy the benefit of Charles Schwab as your custodian. Breaking away from your Wirehouse firm (as I did) and starting your own RIA from scratch (as I did) can be a long, arduous and costly process. In addition to managing my client assets and their financial planning, my firm was created to provide a platform for Advisors that want true independence, the ability to finally earn their worth, while offloading the major burden and responsibilities of day to day and back office operations.

RIA in Woodstock, MD
Recruiting in 3 Cities
Ellicott City, MD - WOODSTOCK, MD - Columbia, MD $45,000,000 AUM / $330,000 REV
8 Years In Business
Custody With Charles Schwab
2 Advisors in 1 Offices
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Seeking qualified advisers looking to grow their business and who want to be able to focus on their clients and not day to day management of their business. We provide full support to qualified advisers. Ownership opportunities exist.

RIA in Springfield, MO
Recruiting in 2 Cities
Springfield, MO - Madison, WI $535,000,000 AUM / $2,650,000 REV
16 Years In Business
Custody With Charles Schwab
5 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a team of advisors who departed the wirehouse world to create a better opportunity for our clients and families. We believe the independent RIA model offers superior access, pricing, and transparency for clients and a healthier climate for advisors. The tools available to a growth minded advisor are compelling, and the freedom provided to experienced advisors is rewarding. Let's talk, you may be surprised. Thanks!

RIA Hybrid in Scottsdale, AZ
Recruiting in 25 Cities
Spokane, WA - Tucson, AZ - Vail, CO - Omaha, NE - Provo, UT - Las Vegas, NV - Billings, MT - Albuquerque, NM - Jackson Hole, WY - Santa Fe, NM - St George, UT - Casper, WY - Phoenix, AZ - Denver, CO - Austin, TX - Sacramento, CA - Irvine, CA - Bozeman, MT - Boise, ID - Dallas, TX - Reno, NV - San Diego, CA - Salt Lake City, UT - Colorado Springs, CO - Rapid City, SD $1,350,000,000 AUM / $12,000,000 REV
15 Years In Business
Custody With Charles Schwab
BD M.S. Howells
24 Advisors in 9 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We partner with highly-successful advisors who are excited about working as part of an entrepreneurial team to build a new kind of financial services company. If you share our client-centric, values-based culture, we will provide what you need to achieve your personal benchmarks. The wealth management landscape has become increasingly crowded, making it more difficult for you to differentiate yourself from the competition. Top advisors are focused on working with clients who value bespoke advice and white-glove service. Together, we’ll identify how you can maximize your time and opportunities, so you spend more time with the people and projects that expand and enhance your business. This means access to leading-edge technology, a team of professionals—subject matter experts, investment analysts, operations staff, practice development resources—and much more. Whether you want to manage your own costs and staff or integrate with the firm’s end-to-end ecosystem and support structure, we offers an affiliation model which fits your practice...today and tomorrow.

RIA in Los Angeles, CA
Recruiting in 49 Cities
Sherman Oaks, CA - Chandler, AZ - Century City, CA - Anaheim, CA - Cerritos, CA - Irvine, CA - San Diego, CA - Indio, CA - Yuma, AZ - Burbank, CA - Seal Beach, CA - Fullerton, CA - West Covina, CA - Costa Mesa, CA - Escondido, CA - San Bernardino, CA - Lake Havasu City, AZ - Glendale, CA - Universal City, CA - Long Beach, CA - Blythe, CA - Santa Ana, CA - Moreno Valley, CA - Laguna Niguel, CA - Pasadena, CA - Palm Springs, CA - Manhattan Beach, CA - Phoenix, AZ - Newport Beach, CA - Redlands, CA - San Clemente, CA - Ontario, CA - Santa Monica, CA - Palm Desert, CA - Los Angeles, CA - Glendale, AZ - Laguna Beach, CA - Rancho Palos Verdes, CA - Riverside, CA - Temecula, CA - Rancho Mirage, CA - Encino, CA - Scottsdale, AZ - Beverly Hills, CA - Huntington Beach, CA - Torrance, CA - Corona, CA - Carlsbad, CA - La Quinta, CA $10,000,000 AUM / $150,000 REV
15 Years In Business
Custody With Charles Schwab
3 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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FIrm was founded as a solicitor firm in 2009, then recalibrated to discretionary firm in 2017. We are a fund shop with 5 model portfolios. We are looking for advisors to sell our model strategies to clients based on their individual suitability. Advisors will enjoy a higher payout than they are currently receiving at larger firms. Terms are negotiable.

RIA in Providence, RI
$100,000,000 AUM / $700,000 REV
6 Years In Business
Custody With Charles Schwab
4 Advisors in 2 Offices
Transition Comp is AVAILABLE
Clients Available For Referral

In The Firms Own Words
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We are a fee only advisor with a focus on HNW and UHNW families and smaller endowments. We are also an active money manager with three equity strategies and two fixed income strategies. We are looking to grow our firm in the Northeast with experienced advisors who want the freedom to spend the majority of their time working with clients and developing new business. Our technology suite is state of the art.

OSJ/Super OSJ in Melville, NY
$175,000,000 AUM / $1,300,000 REV
13 Years In Business
Custody With LPL
5 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our goal is to help you establish a competitive, successful financial services practice. We use open product architecture and innovative fee-based programs-coupled with independent research, customized technology, and robust compliance and legal support - we provide you with the tools and flexibility you need to develop a business that best matches your clients' needs and your goals. No matter how you envision the future of your practice, our comprehensive support and broad range of innovative business models can enable you to build and grow your business.

RIA in Oakbrook Terrace, IL
$400,000,000 AUM / $3,000,000 REV
7 Years In Business
Custody With Fidelity
8 Advisors in 8 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We see a need in the Investment Industry to bring forth a solution that will help clients bring total clarity to their overall financial situation. Our team is dedicated to our Three Guiding Principles of Transparency, Technology, and Total Wealth. We have a flat fee structure which is very easy to understand. We also utilize the latest technology to give clients 24/7 access to their updated financial plan and all of their accounts whether they are managed by us or not. There isn't a model portfolio that is forced on clients, but instead we will provide customized investment solutions.

OSJ/Super OSJ in Saint Peters, MO
Recruiting in 16 Cities
Ofallon, MO - Greenwood Village, CO - Denver, CO - Greenwood Vlg, CO - Lakewood, CO - Saint Charles, MO - Littleton, CO - Aurora, CO - Cottleville, MO - Saint Peters, MO - Wheat Ridge, CO - Weldon Spring, MO - Arvada, CO - Dardenne Prairie, MO - Saint Peters, MO - Westminster, CO $45,000,000 AUM / $300,000 REV
23 Years In Business
Custody With Pershing
3 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We have been in business for over 20 years. Our office includes three advisors with a combined 56 years of experience: a senior partner/owner (22 years), a tax preparer/advisor (26 years), and a junior partner/CFP-candidate (nine years) who serves as the succession plan. We also have an experienced full-time support staff, notary, and estate planning/elder law attorney on premises. Like many, we began as a commission-based firm and have transitioned to mostly fee-based management. We offer comprehensive financial plans to any client who wants one as part of their annual fee. To prospective partners, we offer rent, utilities, support staff and paraplanning services at no extra fee. Our traditional revenue split is 10% to the B/D and 30% of revenue generated to us to pay for support and services. The 10% is flat, but the 30% is on a sliding scale based on revenue. Our staff would assist with the transition, and outside office space reimbursement is available for the right partner.

OSJ/Super OSJ in Long Beach, CA
Recruiting in 43 Cities
Watkinsville, GA - Austin, TX - Sherman Oaks, CA - Irvine, CA - Bozeman, MT - Lake Oswego, OR - Rochester, NY - Kennewick, WA - Denver, CO - Culver City, CA - Billings, MT - Bend, OR - Phoenix, AZ - Spokane, WA - New York City, NY - Colorado Springs, CO - Redondo Beach, CA - Missoula, MT - Westlake Village, CA - San Diego, CA - Scottsdale, AZ - Nashville, TN - Fort Collins, CO - Santa Monica, CA - Williamsville, NY - Buffalo, NY - Pasadena, CA - Rancho Santa Fe, CA - Kirkland, WA - Dallas, TX - Lancaster, NY - Los Angeles, CA - Orchard Park, NY - Burbank, CA - Seattle, WA - Kalispell, MT - Fairfax, VA - Austin, CO - Portland, OR - San Diego, CA - Rockland, MA - Long Beach, CA - Whitefish, MT $2,800,000,000 AUM / $9,400,000 REV
8 Years In Business
Custody With Other
11 Advisors in 9 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED
Clients Available For Referral

In The Firms Own Words
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Flexible independent platform built by advisors for advisors. We pride ourselves in having wirehouse like resources on an independent chasse. This allows you to run your business the way you want, using the resources you want and need from us, without giving up control. Your clients are clients because of you and our objective is only to enhance that relationship while freeing up time for you to be able to continue to grow, success, or transition your practice.

RIA Hybrid in San Diego, CA
$120,000,000 AUM / $1,000,000 REV
6 Years In Business
Custody With Charles Schwab
BD MS Howells & Co
2 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a San Diego based hybrid RIA, founded in 2018 by a former private wealth advisor who previously worked at UBS Financial Services and Morgan Stanley before launching his firm. We are well aware of the challenges and frustrations that most advisors experience in the wirehouse environment. In the process of researching an alternative to the wirehouse channel our founder quickly realized that most Independent and RIA firms where he could have landed use their platforms as profit centers. Our founder therefore decided to create something different - a firm built by a practicing FA focused on assisting advisors with gaining the scale and benefits of becoming an RIA without the risks and headaches of doing so. The idea is to honor the FA, the "Talent on the field" by pushing most of the economic benefits to the FAs - not the platform with full transparency on all costs of the FA to operate on the platform and exactly what the firm makes as a margin off each advisor.

RIA Hybrid in St. Helena, CA
$300,000,000 AUM / $2,000,000 REV
32 Years In Business
Custody With Charles Schwab
BD LPL FINANCIAL LLC
2 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Well established firm with offices in Walnut Creek, Napa Valley and El Cerrito, serve clients in the Greater SF Bay Area. Well run offices with long term team members provide Financial Planning and Investment Management.

RIA in woodstock, GA
Recruiting in 53 Cities
Phoenix, AZ - Green Bay, WI - Arlington, VA - New York City, NY - Boston, MA - Naples, FL - Omaha, NE - Seattle, WA - Indianapolis, IN - Chatham Twp, NJ - Scottsdale, AZ - Chicago, IL - Virginia Bch, VA - San Francisco, CA - Atlantic City, NJ - Tampa, FL - Phila, PA - Wilmington, DE - White Plains, NY - Jupiter, FL - Red Bank, NJ - Charlotte, NC - Brooklyn, NY - Sarasota, FL - Orlando, FL - Shalimar, FL - Annapolis, MD - Long Island City, NY - Boca Raton, FL - Omaha, NE - Fort Myers, FL - Miami Beach, FL - Pensacola, FL - Eugene, OR - Red Bank, NJ - San Diego, CA - Phila, PA - Houston, TX - Richmnd, VA - WOODSTOCK, GA - Saint Louis, MO - Ft Lauderdale, FL - Fort Walton Beach, FL - Garden City, NY - Austin, TX - Jacksonville, FL - Detroit, MI - Arlington Heights, IL - Atlanta, GA - Key West, FL - Destin, FL - Roswell, GA - Dallas, TX $390,000,000 AUM / $3,600,000 REV
14 Years In Business
Custody With Fidelity
25 Advisors in 25 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are an SEC Registered RIA offering TRUE payouts of up to 92 percent with no hidden fees and zero commissions on all equity trades when clients take eDelivery or have more than one million in household assets. The President & COO have 75 years of experience and are also producers and have built the firm the way they would want it. We take great pride in providing total solutions for advisers and their clients. Our COO has 39 years of experience and lives to transition new advisers to our firm and help them start a marketing program which includes a personal website, turnkey marketing pieces and seminars and directed local advertisements. We believe an efficient adviser has the best chance of meeting their business model goals. Our Custodian Fidelity Clearing & Custody Solutions in conjunction with our firm use DocuSign for new account opening and disclosure obligations.Give us the opportunity to speak to you and show you what “no hidden fees” actually means.

RIA Hybrid in Austin, TX
Recruiting in 13 Cities
San Antonio, TX - Charlotte, NC - Philadelphia, PA - Atlanta, GA - Memphis, TN - Seattle, WA - Nashville, TN - Los Angeles, CA - AUSTIN, TX - Dallas, TX - Columbus, OH - Houston, TX - New York City, NY $80,000,000 AUM / $1,000,000 REV
8 Years In Business
Custody With TD Ameritrade
BD PKS INVESTMENT ADVISORS LLC
5 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm is a selective, progressive, and rapidly growing wealth management firm with 3 offices across the United States. With an average partner age of 36, we welcome advisors who want to focus on serving clients on their own terms. Our custom-built digital platform and a team of in-house marketing, practice management, financial planning, and investment experts is here to handle the rest. Removing financial anxiety from the world is our end game, and our playbook is unlike anything the advice industry has ever seen.

RIA in Seattle , WA
Recruiting in 6 Cities
Seattle, WA - Tacoma, WA - Spokane Valley, WA - Spokane, WA - Eugene, OR - SEATTLE, WA $2,400,000,000 AUM / $22,000,000 REV
41 Years In Business
Custody With Charles Schwab
18 Advisors in 3 Offices
Transition Comp is AVAILABLE
Clients Available For Referral

In The Firms Own Words
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Over 35 years ago we opened our doors as a fee-only investment advisory firm with a strong focus on excellent service, smart investing, and long-term goals. We now manage over $2.4 billion in assets for clients across the country, and while we hold true to those ideals we have also come to realize that investment advice is only a small piece of the puzzle. To help our clients be truly successful in achieving their goals, we offer a comprehensive approach to wealth management that includes not only investment planning but also encompasses taxes, estate planning, insurance, risk management, charitable giving, and more. Our goal is to empower our clients to live fully by providing peach of mind throughout their entire financial life.

RIA Hybrid in Stamford, CT
Recruiting in 30 Cities
Jacksonville, FL - New Haven, CT - Philadelphia, PA - Yardley, PA - Westport, CT - Los Angeles, CA - Hartford, CT - Philadelphia, PA - North Hampton, MA - Hudson, NY - San Francisco, CA - Cheshire, CT - New Haven, CT - Old Saybrook, CT - Salt Lake City, UT - New York City, NY - Glastonbury, CT - Orlando, FL - Denver, CO - Stamford, CT - Providence, RI - Naples, FL - Park City, UT - White Plains, NY - Boston, MA - Palm Beach, FL - Milford, CT - Washington Dt, CT - Wyomissing, PA - Fairfield, CT $615,000,000 AUM / $5,400,000 REV
6 Years In Business
Custody With Charles Schwab
BD RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
13 Advisors in 8 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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As one of the fastest growing RIAs in the Northeast, we are uniquely positioned to help the growing number of advisors looking to go independent. In short, we provide "100% Independence with 0% Hassle". We offer full support while allowing advisors to affiliate with us as they wish -- either branding under their own DBA, or, by using our established brand. Either way... all advisors with us maintain full control and ownership of their book. Our "plug & play" solution is ideal for advisors looking to go independent who do not want to be bogged down by the many obstacles associated with "going independent". We provide all the infrastructure and services needed to allow advisors to focus on what they love to do while leaving the operations, compliance and other frictions points to us.

RIA in Omaha, NE
Recruiting in 11 Cities
Houston, TX - Dallas, TX - OMAHA, NE - Austin, TX - San Antonio, TX - Nashville, TN - Kansas City, KS - San Diego, CA - Denver, CO - Jacksonville Beach, FL - Scottsdale, AZ $2,000,000,000 AUM / $16,000,000 REV
15 Years In Business
Custody With Charles Schwab
22 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm plans with intention and lives with a purpose. Our firm offers advisors independence, an integrated financial planning team, a portfolio rebalancing team, marketing assistance, and succession planning. Our greatest strength is our trademarked planning process. Helping our clients plan with intention is what we do. Guiding our clients toward their most purposeful life is who we are. Join our team and benefit from top-tier resources and support while you stay in control of ownership over your client book as long as you want. We will purchase your practice when you are ready, or you may exchange your book of business for ownership in our firm if you choose. We are interested in advisors that: * Are excellent financial planners that want to provide superior financial planning. * Practice and trust the asset allocation process. * Put those around them first; our firm grows stronger when we all grow together. * Believe in and live their purpose. We are known for helping people clearly define the true purpose of their wealth so they can pursue their most purposeful life. Let's talk about your purpose. Click the "request connection" button.

RIA Hybrid in King of Prussia, PA
$1,000,000,000 AUM / $9,000,000 REV
20 Years In Business
Custody With Charles Schwab
BD LPL FINANCIAL LLC
35 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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This RIA is changing the landscape of how representatives affiliate with their firms, providing a 100% payout and a subscription-based affiliation fee. Founded by a practicing CFP and a CFA charterholder, this RIA was designed with the growth-oriented advisor in mind. Additionally, we offer a plug-in portfolio management platform at a fraction of what the legacy TAMP's are charging, giving our advisors the tools they need to build some of the most efficient, flexible, and scalable practices in the industry. Our advisors can create their own brands, build out a satellite office, or join the home office team. We have both hybrid and RIA only options. We are supportive of differentiated fee models, and financial planning. Take control of your business and plug in to the RIA that was built by advisors, for advisors.

RIA in Fort Lauderdale, FL
$310,000,000 AUM / $2,600,000 REV
16 Years In Business
Custody With Charles Schwab
4 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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A GROWING WEALTH MANAGEMENT FEE ONLY FIRM SERVICING HOUSEHOLDS REACHING RETIREMENT LOCATED IN SOUTH FLORIDA, PUERTO RICO AND THE VIRGIN ISLANDS.

OSJ/Super OSJ in Crystal Lake, IL
Recruiting in 8 Cities
Salt Lake City, UT - Phoenix, AZ - Rapid City, SD - Detroit, MI - Austin, TX - Tampa, FL - Jackson Hole, WY - Chicago, IL $3,700,000,000 AUM / $20,000,000 REV
34 Years In Business
Custody With LPL
80 Advisors in 40 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED
Clients Available For Referral

In The Firms Own Words
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An organization with a national presence and a proven track record of success helping hundreds of advisors since 1990 make marketable improvements to their business. We know your practice is unique and we are committed to getting to know you in order to customize solutions focused on helping you achieve your goals at every stage of business. Advisors partner with us to: • Save time and be more efficient and effective with less headaches • Access big company services • Address employee benefits • Put a succession plan in place • Be independent, but not alone Advisor Statistics: • Transitioned and support 105+ advisors managing more than $3.7B in assets • 100+ years combined experience • 65% of our advisors have their own DBA and run independent businesses • 8 Financial Institution relationships • Hybrid RIA provides technology, infrastructure, compliance support with access to multiple custodians • Affiliation options: W-2 Employee, 1099, Fee-Only, Independent • Record of success helping advisors grow • 50 training opportunities provided annually plus advisor coaching program Tired of all the decisions…we’ll run the business you focus on building the business.

RIA Hybrid in Peoria, AZ
Recruiting in 3 Cities
Dallas, TX - Phoenix, AZ - Denver, CO $600,000,000 AUM / $2,000,000 REV
8 Years In Business
Custody With Fidelity
BD CROWN CAPITAL SECURITIES, L.P.
12 Advisors in 2 Offices
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Our ideal Investment Advisor Representative is passionate about the relationship with the client. We have tried and true money managers with portfolios that range the risk tolerance and investment objective scales. Our Investment Team consists of a CFA, CIMA and more with a total of over 50 year of experience in money management.

RIA in San Diego, CA
Recruiting in 17 Cities
Sacramento, CA - Seattle, WA - Las Vegas, NV - Phoenix, AZ - Palo Alto, CA - Houston, TX - San Francisco, CA - Dallas, TX - Santa Barbara, CA - Denver, CO - Newport Beach, CA - San Diego, CA - Salt Lake City, UT - Irvine, CA - Los Angeles, CA - Portland, OR - Palm Springs, CA $2,500,000,000 AUM / $17,000,000 REV
18 Years In Business
Custody With Charles Schwab
14 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We offer comprehensive wealth mgmt services, including investment mgmt and retirement, estate, tax, insurance and legacy planning. Our holistic approach and deep expertise help clients make well-informed decisions and address a myriad of wealth-related needs. Our investment platform offers unique options and combinations of strategies often not found elsewhere. These capabilities are available to all our clients & advisors. We have a robust cloud-based technology infrastructure and use best-in-class systems like Tamarac and Salesforce CRM with automated workflows, fillable forms, e-signing capabilities. We have a great culture. We have a family vibe, offer excellent benefits and are a Best Places to Work firm, placing 2nd and 3rd the past two years in the market where we are headquartered. We are a Barron's Top 100 and an FT300 firm. We have successfully completed four RIA acquisitions and two advisor transitions since 2008. We have access to abundant capital and have dedicated M&A resources. Our approach is tailored, not cookie-cutter. M&A is not a transaction to us. It's about joining forces with like-minded, high integrity people and serving clients even better.

Independent Broker Dealer in Bedminster, NJ
Recruiting in 12 Cities
Albany, NY - Boston, MA - Washington, DC - Atlanta, GA - Denver, CO - New York City, NY - West Palm Beach, FL - Los Angeles, CA - Miami, FL - Dallas, TX - Charlotte, NC - Chicago, IL $12,800,000,000 AUM / $76,000,000 REV
38 Years In Business
Custody With Pershing
301 Advisors in 216 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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We are a privately owned wealth management firm dedicated to the success of our advisors. We are large enough to deliver a robust set of services, yet small enough to structure our suite of offerings around the specific needs of your practice. There are no one-size-fits-all solutions here - just a team focused on making sure you have the full support you need every step of the way. Our deliberate approach to growth has allowed us to maintain a "small firm" feel for our advisors. You'll always have access to people who have an understanding of your business and who have the authority to make decisions to quickly resolve any issue you are facing. You'll always be able to pick up the phone and speak to a person. You are not just a number, you're a valued client running a practice that has specific needs. We have the experience to understand and respond to your needs. We give our advisors the flexibility to build a more agile, responsive practice by offering a full suite of non-propriety, integrated products and services. We offer a wide range of investment products, retirement solutions, fixed income, insurance and wealth management solutions.

RIA in Los Angeles, CA
Recruiting in 11 Cities
Atlanta, GA - Denver, CO - Boston, MA - New York, NY - Nashville, TN - Chicago, IL - Austin, TX - Dallas, TX - Palm Beach, FL - San Francisco, CA - Los Angeles, CA $3,738,034,727 AUM / $12,026,755 REV
21 Years In Business
Custody With Charles Schwab
6 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are an SEC Registered Investment Adviser with over $3.9 billion in assets under management. We seek to provide objective investment counsel, legacy planning and family office services for ultra and high net worth families by creating solutions tailored to meet their individual needs. Our approach to preserving and expanding wealth is a blend of financial strategy, investment philosophy and risk management. Our utilization of technology and dedication of our team has allowed us to scale while maintaining our commitment to the highest levels of service. We source and offer our own exclusive set of Opportunity Funds to qualified clients. Our Opportunity Funds are uniquely structured to serve the growing demand for alternative investments by high net worth individuals and families. Qualified clients have access to institutional alternative investments at reduced investment minimums, allowing them to properly construct a diversified alternative investment portfolio. We are a manager-independent and a fee only model. We custody assets at third party custodians and we are held to the fiduciary standard.

RIA in Mason , OH
$355,000,000 AUM / $5,000,000 REV
18 Years In Business
Custody With Charles Schwab
45 Advisors in 12 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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In one word, FLEXIBLE. We are a nationwide boutique RIA firm that is unique in our ability to help advisors grow their AUM and overall revenue mix. Our company is large enough to meet all your client's needs and small enough to help you customize your business model. We help support business growth and succession planning. We offer total "flexibility" for the advisors who are willing to think "outside the box" to design their own compensation plan based on their energy and talent. We believe every advisor is unique in style, experience and vision. Our conversations with independent advisors indicate that autonomy is what they truly seek; the opportunity to build their own brand and legacy. We allow each advisor to become the "best version" of themselves while growing a practice and legacy that will reach well into the future. This not only benefits your family but the client's family as well.

RIA in Kennewick, WA
Recruiting in 17 Cities
Spokane, WA - San Diego, CA - Phoenix, AZ - Portland, OR - Denver, CO - Tuscon, AZ - Boise, ID - Fort Worth, TX - Reno, NV - Dallas, TX - Las Vegas, NV - KENNEWICK, WA - Austin, TX - San Francisco, CA - Seattle, WA - San Antonio, TX - Salt Lake City, UT $1,000,000,000 AUM / $5,800,000 REV
41 Years In Business
Custody With Pershing
11 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We a growing wealth management company headquartered in the Pacific Northwest with a State of Washington trust charter. We are looking to expand strategically across the western half of the United States with advisors that want to join a client-focused, teamwork, and growth oriented organization. Our advisors have access to a full range of entry-to-exit financial offerings for clients, some of which are not provided by RIAs: wealth management, trust services, 401(k) services, private banking, and family office. All of our advisors have professional financial planning certifications, allowing for a thoughtful community and collaborative problem solving, and our support team is experienced and well versed whether you need help with marketing or standard client service items. Most importantly, they know how to take care of people and obsessively work to provide the ultimate client experience. If you want to join a teamwork and client-focused environment, please reach out. I'd appreciate the chance to hear your story.

RIA Hybrid in Englewood, CO
Recruiting in 33 Cities
Broomfield, CO - Wheat Ridge, CO - Sheridan, CO - Morrison, CO - Louisville, CO - Arvada, CO - Parker, CO - Evergreen, CO - ENGLEWOOD, CO - Boulder, CO - Federal Heights, CO - Lone Tree, CO - Cherry Hills Village, CO - Denver, CO - Lafayette, CO - Commerce City, CO - Highlands Ranch, CO - Columbine Valley, CO - Glendale, CO - Greenwood Village, CO - Brighton, CO - Thornton, CO - Lakewood, CO - Conifer, CO - Aurora, CO - Centennial, CO - Lochbuie, CO - Northglenn, CO - Edgewater, CO - Castle Rock, CO - Golden, CO - Littleton, CO - Bennett, CO $225,000,000 AUM / $1,500,000 REV
7 Years In Business
Custody With Charles Schwab
BD M.S. Howells & Co.
5 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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When clients work with our firm, they find themselves appreciating the best of both worlds: the resources, skills sets, and knowledge typically associated with larger organizations, meets hands-on, personalized care and attention of smaller boutique firms. We are an independent firm with a specialty in financial planning and investment advisory services utilizing best in class technology. Our firm takes a holistic, team-based approach to managing client relationships. Our firm is looking to grow by merger and/or acquisition. If either of the following describes you let's connect: (1)Advisor looking to be a fiduciary to your clients working in a firm that allows you to manage your clients the way you want and how they deserve. Competitive payout, no production goals, support from experienced team, set your own schedule to fit your desired work/life balance. (2)Advisor wanting to retire in the next 6 months to 5 years looking for a place to transition your clients to with a great overall experience for both you and them with a team that has experience in do so. Competitive practice acquisition deal terms. If your goal is to find the last stop in your career, look no further.

RIA in Rockford, IL
Recruiting in 19 Cities
Chicago, IL - Park Falls, WI - Plymouth, MI - St Charles, IL - Naperville, IL - Santa Fe, NM - Wilmette, IL - Peoria, IL - Maclean, VA - Madison, WI - Lincolnshire, IL - Indianapolis, IN - Phoenix, AZ - Freeport, IL - Madison, WI - Bloomington, IL - Middleton, WI - Phoenix, AZ - Downers Grove, IL $14,000,000,000 AUM / $80,000,000 REV
38 Years In Business
Custody With Charles Schwab
110 Advisors in 22 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a large, growing, independent RIA that provides comprehensive financial planning and wealth management with a suite of specialized service lines such as retirement plan services, tax and business consulting and preparation, and legal/estate planning services. We are a multi-generational team that serves clients from a collaborative, team-based approach. We are rooted in a client-first culture that emphasizes great talent, hard-work, collaboration, integrity and fun. Our employee retention is high and we are proud to have many long-tenured team members. We are seeking growth-oriented, experienced advisors that are passionate about delivering an experience that puts clients best interests first, growing their practice, and thrives in an environment of team-work, innovation, ongoing learning and growth.

RIA Hybrid in MT Pleasant, SC
Recruiting in 19 Cities
Tampa, FL - Portland, ME - Greenwich, CT - Miami, FL - Philadelphia, PA - Atlanta, GA - Naples, FL - Chicago, IL - Augusta, GA - Salt Lake City, UT - Denver, CO - Charlotte, NC - Phoenix, AZ - MOUNT PLEASANT, SC - Austin, TX - Nashville, TN - Charleston, SC - Saint Louis, MO - Springfield, MO $3,500,000,000 AUM / $25,000,000 REV
6 Years In Business
Custody With Charles Schwab
BD Purshe Kaplan Sterling (PKS)
27 Advisors in 18 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a growing firm with offices in multiple locations across the country and are looking for advisors that share our core values of fiduciary responsibility, transparency, and stewardship. We are a firm with a strong belief in the importance of comprehensive financial planning and business consulting, and are looking to partner with like-minded individuals interested in taking their businesses to the next level, or are looking for a smooth transition for their business as they head into retirement. We have a large staff to support growth and to work with clients and advisors in multiple locations. In addition to the resources of our firm, we utilize Fiducient for securities research, and our tech stack includes Orion, SalesForce, Hidden Levers, Emoney, and more.

RIA in Redwood City, CA
Recruiting in 4 Cities
REDWOOD CITY, CA - San Francisco, CA - Boca Raton, FL - Miami, FL $2,700,000,000 AUM / $8,000,000 REV
6 Years In Business
Custody With Charles Schwab
12 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Fee only RIA firm looking to add senior advisors that share our investment philosophy and values. Team oriented approach to servicing our HNW client base. Our ideal client has assets between $2 and $10million. Our advisors typically hold their CFP and we emphasize the planning aspect. We have a strong investment committee that manages our model portfolios and provides invesetment advice. As a firm we also have an additional focus on women in transition.

RIA Hybrid in Charlotte, NC
Recruiting in 10 Cities
Charlotte, NC - Chicago, IL - Richmond, VA - Atlanta, GA - Tampa, FL - Wilmington, NC - Orlando, FL - Naples, FL - Houston, TX - Dallas, TX $2,500,000,000 AUM / $15,000,000 REV
20 Years In Business
Custody With Fidelity
BD GENEOS WEALTH MANAGEMENT, INC.
70 Advisors in 20 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a CFP-run group of independent advisors that want to attract client-centric financial professionals. We offer you a flexible affiliation, partnership, and/ or succession plan. With a focus on giving advisors time back in their business, we provide the back-office, tech, and OCIO services needed. You maintain independence and truly own your own business. BD affiliation is offered for those that need it, but we often find that it is not.

RIA in Purchase, NY
Recruiting in 8 Cities
Stamford, CT - Greenwich, CT - White Plains, NY - Armonk, NY - Chappaqua, NY - Purchase, NY - Pleasantville, NY - Rye Brook, NY $2,200,000,000 AUM / $20,000,000 REV
14 Years In Business
Custody With Charles Schwab
20 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We continue to refine our tactics, techniques, and procedures on how to find and onboard Clients. In 10 years, we have grown from $70m to $2.2b, predominately through organic growth. We are flexible in working with new Advisors. We are happy to Partner with new Advisors and bring them on the team. We are happy to help stand up a new organization for Advisors. We are happy to provide TAMP services to Advisors. Culture eats strategy for breakfast.

RIA in MANHATTAN BEACH, CA
Recruiting in 8 Cities
Cherry Hill Township, NJ - Los Angeles, CA - San Diego, CA - Denver, CO - Austin, TX - Toledo, OH - Newport Beach, CA - Ft Lauderdale, FL $150,000,000 AUM / $1,500,000 REV
4 Years In Business
Custody With Charles Schwab
2 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a highly credentialed diverse team with 20+ years of experience. Our firm is rooted is deeply rooted in financial planning, investment management and all things tax. Our client base consists of successful entrepreneurs, families and individuals. Our firm is innovative and forward thinking using the latest technology all in an effort to improve the client experience and add value. In addition to the personal planning, we offer a full suite of business management services, including bookkeeping, payroll processing, tax preparation and tax planning. Our goal is to help our clients grow, keep more of what they earn by tax reduction strategies, and help them navigate an exit from their business when the timing is right. The ideal advisor has an entrepreneurial spirit and favors a remote work environment in an otherwise strong culture. Open to any location nationwide and somewhat flexible on terms for the right advisor.

Independent Broker Dealer in Cincinnati, OH
Recruiting in 12 Cities
Cedar Falls, IA - Troy, MI - Atlanta, GA - Saint Louis, MO - Saginaw, MI - Cleveland, OH - CINCINNATI, OH - Grand Rapids, MI - Jacksonville, FL - Orlando, FL - Kansas City, MO - Louisville, KY $4,000,000,000 AUM / $20,000,000 REV
34 Years In Business
Custody With RBC
110 Advisors in 46 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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We are a dual registered Independent BD / RIA. We were founded by a financial advisor over 30 years ago who wanted to build a platform that encouraged freedom and independence. We support our advisors to run their business with the products and services that they feel are best for their clients. We are engaged with our advisors' businesses, we know our advisors intimately and understand their needs. They are not treated as just a number, rather we have deep relationships with our advisors through years of partnerships and open lines of communication with the staff and management team. We provide tools, resources, and business development assistance to help our advisors build their dream practice. Our culture since the founding of the firm has been built on independence, transparency, and stability. We are a family owned and operated firm, with management succession in place to be around for many years to come. We want to be your final home, and the last time you have to deal with re-papering and the hassles associated with moving firms.

RIA Hybrid in Cleveland, OH
Recruiting in 3 Cities
Cleveland, OH - Ann Arbor, MI - Toledo, OH $3,000,000,000 AUM / $17,000,000 REV
19 Years In Business
Custody With RBC
BD Self
23 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a family and advisor owned firm that is fiercely independent. We've all worked in banks and wire houses, as well as publicly-traded firms and won't do it again. We strive to create an environment where our advisors can custom tailor their solutions based on their clients needs and not be beholden to the firm to sell products that are not in their clients best interest. We hold weekly meetings with the entire firm to discuss goals, needs and shortcomings and collaboratively come up with solutions. You can have the CEO's ear or you can work your book from a beach in the Caribbean as long as you play by the rules. We respect each of our advisors and treat them like clients, so that they can in turn treat their clients like family. If this sounds likeit may be a fit, let's have a conversation.

Independent Broker Dealer in Grand Rapids, MI
Recruiting in 7 Cities
Petoskey, MI - Holland, MI - Kalamazoo, MI - GRAND RAPIDS, MI - Detroit, MI - Traverse City, MI - Lansing, MI $1,600,000,000 AUM / $10,000,000 REV
46 Years In Business
Custody With Charles Schwab
42 Advisors in 5 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Our mission is to establish an independent culture that empowers our team of financial professionals to help guide clients toward their goals of building, managing, and protecting wealth. We are excited to find motivated advisors who desire the autonomy to serve their clients their own way to provide best-in-class products and solutions. Almost everything you need is provided, including an experienced, registered support staff and team for a smooth, painless, and successful transition. Founded in 1978, this company was started by a small group of independent thinkers who recognized there is no “one size fits all” approach to investing. Today, we continue to understand and accommodate independent thought while respecting the unique drive that’s required to build a successful book of business.

Independent Broker Dealer in East Syracuse, NY
$2,100,000,000 AUM / $16,000,000,000 REV
28 Years In Business
Custody With Charles Schwab
65 Advisors in 21 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Founded by two financial advisors, we are a dually registered BD/RIA that allows for W2 and 1099 models. Currently at 21 branch offices nationwide, and growing. Our multiple business lines allows us to be the perfect home for your clients - a single point of contact for all of their needs. Sophisticated technology combined with our customized in house marketing team will be the perfect combination to help grow your business. We offer an accelerated payout grid and transition team that will provide you with a smooth and seamless move - one of the most important things not only for your clients but yourself as well. Finally, we have a culture that promotes growth, embraces new ideas and allows for open communication. Let's connect to learn more!

Independent Broker Dealer in miami, FL
$13,000,000,000 AUM / $120,000,000 REV
36 Years In Business
Custody With Pershing
175 Advisors in 6 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Our firm offers innovative financial solutions for domestic and offshore investment professionals and their global clients. We are the largest independent platform focused on serving the varied needs of international clients. With full regional coverage and a unique model with local LVs, we are completely committed to offshore business while others retreat. Here, you'll find a simpler and friendlier advisor experience driven by a solid technology layer and an industry-leading Management Team with a combined 200 years of experience in international wealth management. Our differentiated offering provides robust trading, product and research capabilities as well as multi-custody options, family office services, a service culture and total transparency. Multiple products and services are available to optimize your business growth. These include Investments, Advisory, Intellectual Capital & Research, Banking & Lending, Reporting, Alternatives and more. Our model provides more support for you so you can be independent but never alone. We provide a dedicated onboarding team, trained sales assistants and a 10-person product, trading and CIO Team. Our multilingual operations and co

RIA Hybrid in Minneapolis, MN
Recruiting in 46 Cities
San Diego, CA - Providence, RI - Chicago, IL - Las Vegas, NV - Dallas, TX - Charlotte, NC - Louisville, KY - Houston, TX - Jacksonville, FL - Rochester, NY - Cincinnati, OH - Phoenix, AZ - San Antonio, TX - New Orleans, LA - Tampa, FL - Milwaukee, WI - Kansas City, MO - San Francisco, CA - Cleveland, OH - Portland, OR - Salt Lake City, UT - Denver, CO - Oklahoma City, OK - Columbus, OH - Riverside, CA - San Jose, CA - Sacramento, CA - Birmingham, AL - Baltimore, MD - Raleigh, NC - Indianapolis, IN - Detroit, MI - Nashville, TN - Chicago, IL - Pittsburgh, PA - Birmingham, AL - MINNEAPOLIS, MN - St Louis, MS - Memphis, TN - Seattle, WA - Virginia Beach, VA - New York City, NY - Austin, TX - Atlanta, GA - Orlando, FL - Richmond, VA $6,000,000,000 AUM / $60,000,000 REV
5 Years In Business
Custody With Charles Schwab
BD PKS ADVISORY SERVICES, LLC
150 Advisors in 27 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Our platform is built for independent advisors who seek freedom to control their decisions, client experience, operating model, and legacy. Our commitment to flexibility of choice is about respecting your independence; it includes who you partner with, how you tell your story, and how you grow. Our infrastructure allows you to focus on what you love to do by taking the administrative burdens off your shoulders. Our tech stack, operations team and compliance support optimize your efficiency so that you are effective with your clients. We’re building a platform for you, not a platform to sell. We have direct access to unconstrained growth capital with no time horizon other than yours. We provide attractive transition packages and easily secured growth capital at nominal interest rates. Our access to capital has no hidden agenda and gives you the freedom to make the right decisions for your business.

RIA in Middlebury, VT
Recruiting in 7 Cities
Boston, MA - Burlington, VT - New York City, NY - Albany, NY - Portland, ME - Manchester, NH - Hartford, CT $400,000,000 AUM / $2,250,000 REV
13 Years In Business
Custody With Charles Schwab
5 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a fast-growing firm, with offices in Vermont and Maine, looking for an experienced advisor to help support our growth.

RIA in Houston, TX
Recruiting in 21 Cities
Galveston, TX - San Antonio, TX - Little Rock, AR - Austin, TX - Oklahoma City, OK - Fort Worth, TX - San Angelo, TX - Houston, TX - Colorado Springs, CO - Fayetteville, AR - Waco, TX - Dallas, TX - Boulder, CO - Lufkin, TX - Chevy Chase, MD - Beaumont, TX - Kerrville, TX - Durango, CO - Bentonville, AR - Corpus Christi, TX - Denver, CO $1,100,000,000 AUM / $6,000,000 REV
15 Years In Business
Custody With Charles Schwab
14 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are one of the fastest growing RIAs in the country and made the Financial Times Top 300 list two years in a row. We are a planning centric firm that believes in personalization, customization and high touch. Our' goal is to duplicate the success we have here in Houston where we bring on net new assets of at least $60 million per year through our daily radio show, podcasting, seminars, local news appearances and other digital advertising. We have a great retention record due to our loyal base of clients that generate referrals. We have onboarded 4 advisor practices smoothly over the last few years with a high retention rate as we seek to only onboard a few practices per year to ensure we focus on quality control for the new advisors and their clients. We have flexible funding options at our disposal to accommodate the uniqueness of the transaction. We are interested in adding like minded advisors to our team to assist with expanding market share while providing exceptional service. We also have a separate insurance agency for all lines and offer street level payout.

RIA Hybrid in Huntington Beach, CA
Recruiting in 9 Cities
West Covina, CA - HUNTINGTON BEACH, CA - San Diego, CA - Boston, MA - Torrance, CA - Scottsdale, AZ - Denver, CO - Irvine, CA - Corona, CA $3,300,000,000 AUM / $30,000,000 REV
25 Years In Business
Custody With TD Ameritrade
BD LPL FINANCIAL LLC
70 Advisors in 9 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm is one of the fastest-growing RIA’s in the country which also happens to offer hybrid services. One of our primary goals is to help advisors and our clients plan and finish well through our team-based planning and centralized service model. We have over 70 advisors (some CFP’s, average age of 44 years old and average experience of 12 years) that have an enormous amount of client service capacity and incredible client retention experience. Our firm supports our advisors’ growth by allowing them to focus on their clients by working at their “highest and best use of their time” via dedicated teams to support Investments and Trading, Planning and Products, Finance, Marketing, Technology, Human Resources, Branch and Service Operations. Our support staff of 50 professionals is ready to service a smooth transition. Additionally, our company is focused on our culture, working together to create an environment where we all work together and encourage each other to succeed. Our mission when it comes to matching with another firm is very specific: we want to make an impact that prompts their own clients to thank them for coming together with our firm. We have already successfully o

Independent Broker Dealer in Tucson, AZ
Recruiting in 62 Cities
Richmond Main, VA - Farmington, NM - Milwaukee, WI - Portland, OR - Phoenix, AZ - Indianapolis, IN - Flagstaff, AZ - Colorado Springs, CO - Charlotte, NC - Dallas, TX - Durango, CO - Idaho Falls, ID - Provo, UT - Raleigh, NC - Scottsdale, AZ - Cincinnati, OH - Yuma, AZ - Fayetteville, AR - Los Angeles, CA - Boston, MA - Deer Valley, UT - Eugene, OR - Charleston Heights, SC - Huntsville, AL - San Diego, CA - Knoxville, TN - Buffalo, NY - Des Moines, IA - Omaha, NE - Seattle, WA - Chandler, AZ - Kansas City, KS - Madison Park, WA - Austin, TX - Hartford, CT - Oklahoma City, OK - St Paul Park, MN - Reno, NV - Pinetop, AZ - Mesa, AZ - Nashville, TN - Pittsburgh, PA - Grand Rapids, MI - Salt Lake City, UT - Marana, AZ - Kansas City, MO - St Paul Park, MN - La Jolla, CA - Albuquerque, NM - Scottsdale, AZ - Denver, CO - San Jose, CA - San Antonio, TX - Sierra Vista, AZ - Chicago, IL - San Francisco, CA - TUCSON, AZ - Nogales, AZ - Santa Fe, NM - Colorado Spgs, CO - Boise, ID - Houston, TX $650,000,000 AUM / $7,000,000 REV
25 Years In Business
Custody With RBC
50 Advisors in 15 Offices
Transition Comp is AVAILABLE
Outside RIAs ALLOWED

In The Firms Own Words
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Our firm was built around the idea that the financial advisor is more than a number. We were built by financial advisors for financial advisors. Whether you are a securities broker and/or investment advisor or Hybrid RIA, we are here to enrich your practice. Our team understands the challenges that are presented to financial advisors and we have the right staff to navigate you. From compliance questions to our expert transition team, our firm is here for you. Our independent firm strives to create the best environment for our financial advisors so they can achieve success for their clients. We are consistently monitoring our evolving industry and continue to show our strength in our friendly compliance, advanced technology and our transition expertise.

RIA Hybrid in Portland, OR
Recruiting in 36 Cities
Kansas City, KS - Dallas, TX - Eugene, OR - San Francisco, CA - Louisville, KY - Fort Lauderdale, FL - San Antonio, TX - San Jose, CA - San Diego, CA - Columbus, OH - Austin, TX - Tampa, FL - Las Vegas, NV - Phoenix, AZ - Atlanta, GA - Charleston, SC - Pittsburgh, PA - New York, NY - Charlotte, NC - Midland, TX - Chicago, IL - Rochester, NY - Philadelphia, PA - Odessa, TX - Nashville, TN - Denver, CO - Miami, FL - PORTLAND, OR - Raleigh, NC - Salt Lake City, UT - Kansas City, MO - Los Angeles, CA - Orlando, FL - Seattle, WA - Houston, TX - Boston, MA $7,500,000,000 AUM / $40,000,000 REV
10 Years In Business
Custody With Charles Schwab
BD Mutual Securities, PKS
74 Advisors in 24 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We serve Fiduciary, Entrepreneurial Financial Advisors. If you are looking for a partner to delegate technology, critical business processes, and compliance to a skilled team of professionals who understand the RIA marketplace we might be a good fit for you. Designed for entrepreneurs who understand that the potential pitfalls of radical independence can lead to unwanted outcomes. We stand up for the RIA’s right to freedom and stand in the gap for financial advisors who ideally desire to lead their own firm, but want guidance, expertise, and support to confidentially optimize outcomes. If you are in pursuit of creating a high-performing business, not a lifestyle practice, want to eventually monetize a lifetime of hard work for maximum dollars, desire to grow personally and professionally and value partnering with a trusted, professional guide to join you on your incredible journey. We should meet.

RIA in New York, NY
Recruiting in 50 Cities
Avalon, NJ - Palm Beach, FL - Pinecrest, FL - Bronxville, NY - Westport, CT - St Petersburg, FL - Cove Neck, NY - Montclair, NJ - West Palm Beach, FL - Palmetto Bay, FL - Holmdel, NJ - Hialeah, FL - Wilton, CT - Oyster Bay Cove, NY - Chatham, NJ - Hollywood, FL - Philadelphia, PA - Miami Shores, FL - Hoboken, NJ - Avon, CT - Port St Lucie, FL - Ridgefield, CT - North Hills, NY - New Canaan, CT - Naples, FL - Rochester, NY - Coral Gables, FL - Miami, FL - Millstone, NJ - Cape Coral, FL - Centre Island, NY - Greenwich, CT - Jacksonville, FL - Buffalo, NY - Key Biscayne, FL - Ft Lauderdale, FL - Westfield, NJ - Tallahassee, FL - Sands Point, NY - Darien, CT - Tampa, FL - Yonkers, NY - Surfside, FL - Parkland, FL - Ridgewood, NJ - Pembroke Pines, FL - Plandome, NY - Weston, CT - Orlando, FL - Hewlett Bay Park, NY $1,100,000,000 AUM / $8,000,000 REV
7 Years In Business
Custody With Charles Schwab
4 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are an independent registered investment advisory firm, was established in 2017 by forward-thinking professionals seeking to create a new wealth management model to take advantage of the dislocation in the world of financial services. At the core of our client-centric platform is the fiduciary standard. Its multi-disciplinary planning approach is powered by leading technologies which deliver robust, insightful, and dynamic financial planning capabilities. We strive to deliver balance sheet alpha that can be amplified through skilled application and the unique integration of asset management, retirement distribution, charitable, tax and insurance planning. One of our niche planning areas is focused on the tax-efficient disposition of capital assets. This includes the spectrum of capital assets including qualified residential and commercial real estate, business and partnership interests and other more esoteric assets like Artwork, Collectibles, Intellectual Property, Patents and more. We are versed in 20+ strategies which can help a seller to defer, reduce, or mitigate the capital gains tax on the sale of their highly appreciated assets. Additionally, we have approaches which can also provide more favorable tax outcomes on the sale of concentrated stock positions. We own another entity comprised of five registered reps that are tied to a one of the top four mutual insurance companies. Those associate advisors do a variety of joint work with our advisors leveraging our investment platform. This selling agreement with the mutual insurance company creates an embedded opportunity for all Wealth Management Advisors to build joint work relationships within that distribution system which is comprised of over 5K+ registered reps and insurance agents. We have a robust insurance platform which includes the range of traditional insurance products (Life, Disability, Long Term Care, Annuity, Individual Property & Casualty and Business Insurance), Fee-Based Insurance and Private Placement Life Insurance and Annuity.

RIA in Boston, MA
Recruiting in 2 Cities
BOSTON, MA - Westport, CT $4,700,000,000 AUM / $30,000,000 REV
21 Years In Business
Custody With Charles Schwab
21 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are an investment management and wealth advisory firm serving select, financially successful individuals and families with offices in Boston, MA and Fairfield County, CT. In addition to directly managing our clients’ liquid investments, we strive to help them plan for and navigate the broader aspects of their complex financial lives, with one objective in mind: Fully understanding their goals & expectations – then striving every day to exceed them. We are committed to the business of directly managing money & providing thoughtful financial advice for individuals/families (i.e real people!). We highly value our clients and take seriously the responsibilities they entrust to us! We are a team-based organization where clients are engaged with multiple touch points from teammates highlighting different skills, expertise & experience. We believe this best serves the clients but also provides our team members the capacity and support to excel in their roles. We place high value on advanced certifications (i.e. CFP, CFA, etc.) mostly for the demonstrated commitment to our shared profession.

Independent Broker Dealer in Eagle, ID
Recruiting in 31 Cities
Portland, OR - Eugene, OR - La Grande, OR - Honolulu, HI - Olympia, WA - Seattle, WA - Lubbock, TX - Solana Beach, CA - Wichita, KS - Eagle, ID - Golden, CO - Albany, OR - Idaho Falls, ID - Wisconsin Dells, WI - Meridian, ID - Edmonds, WA - Irvine, CA - Boise, ID - Lake Oswego, OR - Denver, CO - Minot, ND - Vancouver, WA - Spokane, WA - Florence, MT - Boulder, CO - Scottsdale, AZ - Salt Lake City, UT - Graham, TX - Greenwood Village, CO - Pocatello, ID - Coeur D Alene, ID $1,300,000,000 AUM / $8,000,000 REV
19 Years In Business
Custody With RBC
50 Advisors in 40 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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We provide full-service holistic investment and financial guidance to entrepreneurial financial advisors across the United States. Since we’re independent, we’re solely here to help you by providing exceptional service and support. We offer innovative financial tools, sound advice and educational materials to help you achieve your clients’ complex investment goals. At our home offices, we focus on fostering an environment of respect, trust and objectivity so we can be the best possible partner for you. We exists to provide support to the independent financial advisors we serve. We foster peer to peer collaboration so that independent financial advisors can come together to share new ideas and effective business practices, inspiring and empowering each other in a community of shared success. We are more than just an independent securities broker-dealer firm and registered investment advisor—we are committed to promoting independence without isolation.

RIA Hybrid in Parsippany, NJ
$700,000,000 AUM / $3,000,000 REV
40 Years In Business
Custody With Charles Schwab
BD Purshe Kaplan Sterling Investments
8 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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As advisors, we help clients live a Life Beyond the Numbers™ by focusing not just on investment gains but gains in the parts of life that actually create lasting happiness. Since finances weave through every aspect of life, we lead clients toward Aligning Life & Wealth.® Leveraging a multi-faceted team, we deliver holistic, multi-family-office solutions and guidance. Our deep bench of professionals interfaces with clients to implement investment strategies, estate plans, tax strategies, insurance coverages, business structures, philanthropic missions, and beyond. As operators, we empower our advisor partners to focus on clients and growth. We deliver: -Process: Out-of-the-box, full-service solution for running a premier, legacy advisory business with automated processes via Salesforce. -Footprint: Access to branded templates, branded media, social media coverage, content, business growth initiatives, and differentiated client experience tools (including our proprietary investor engagement, values-based ESG/SRI platform and our exclusive, self-directed concierge services network). -Support: Turnkey advisory solution providing needed process and team support to build a legacy business. Advisors leverage firm personnel in order to focus solely on client relationships and growth. The support staff handles everything from scheduling to presentation prep and task management. -Partnership: Access to the resources of significant partnership, which provide inorganic growth opportunities, deal structure, buyout schedules, and more.

RIA in Rochester, NY
$200,000,000 AUM / $1,500,000 REV
8 Years In Business
Custody With Charles Schwab
2 Advisors in 1 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We are a high-performing team providing full-service financial planning and investment management for over 100 high net-worth individuals and families across the country. We are constantly working to create as much value for our clients as possible with a friendly and caring team supporting them. Our platform is built to enable advisors to best take care of their clients through efficient client service operations, structured portfolio management, industry leading infrastructure and technology, and full compliance support. We are looking for new advisors who always do what's best for clients and want to build a business for the long-term with like minded professionals.

RIA in Los Angeles, CA
Recruiting in 6 Cities
Newport Beach, CA - Portland, OR - New York City, NY - Long Island City, NY - Chicago, IL - Los Angeles, CA $3,300,000,000 AUM / $21,000,000 REV
17 Years In Business
Custody With Charles Schwab
15 Advisors in 5 Offices
Transition Comp is AVAILABLE
Clients Available For Referral

In The Firms Own Words
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We set up shop in 2007 with a simple objective—to help our clients meet their goals. However, there is never a one-size-fits-all approach to anything we do. Each client is unique–with different hopes, dreams, and needs. We offer comprehensive financial planning; everything from investment management to retirement planning, from life events to liquidity events, with the objective to provide clients with long-term financial security. We’ve built our firm with the very best financial professionals, using sophisticated technology, all in the service of improving every aspect of a client’s financial life. In addition to our foundational dedication to clients, we also are unique in our commitment to growth. We were built by advisors, for advisors, and are consistently ranked across prominent industry publications including Barron’s and Forbes. Through each new advisory partnership, we’ve sharpened our process, expanded our offerings, and have created an inclusive, innovative culture. Our unique economic model enables each advisor to compound their practice growth and build long-term enterprise value while benefiting from the scale and back-office support of an award-winning RIA.

Regional Broker Dealer in Golden Valley, MN
Recruiting in 6 Cities
Minneapolis, MN - Golden Valley, MN - Woodbury, MN - Wayzata, MN - Bemidji, MN - Duluth, MN $1,000,000,000 AUM / $11,000,000 REV
47 Years In Business
Custody With RBC
35 Advisors in Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We offer an open architecture environment where nearly every kind of business is welcome. Penny stocks to portfolio management in a fee based model. We provide a bond desk free of charge and he is paid a salary. It is not a profit center for us. We are an "employee model" that pays for everything you need including your licensed sales assistant. We have a 60% payout and BCBS healthcare benefits. We offer transition assistance and do not require a forgivable loan. Just cash, if you don't like it here, you are free to leave and keep the money. You read that right. You keep the cash.

RIA Hybrid in New York, NY
$900,000,000 AUM / $10,000,000 REV
22 Years In Business
Custody With RBC
BD Empire Asset Management Company
30 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm offers comprehensive brokerage solutions to support both private and institutional investors with our non-conflicted trading and execution services. As an asset manager we house a certified financial planning department, insurance department, retirement specialist and veteran managed asset team. Our Private Client Service team help clients take advantage of alternative investment opportunities, with emphasis on risk management, global diversification, and customized portfolio modeling. Companies and institutions can reach a wider spectrum of investors through our investment banking expertise and capital market transactions, with particular strength in the medical and biotech industries.

RIA in Summit, NJ
Recruiting in 2 Cities
SUMMIT, NJ - Naples, FL $490,000,000 AUM / $4,000,000 REV
31 Years In Business
Custody With Charles Schwab
3 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Company was founded in 1993 and has adapted to the changing opportunities in the wealth management industry. We have increased the number of products we offer to our clients and value our role as a large and mid-size capitalization investor. The firm prides ourselves with our abilities in working closely with our clients as we identify and implement their investment objectives. As our firm continues to grow, we will build upon our core principles that help our clients attain their objectives. The firm has a strong belief in our Core Values: Integrity, Driven, Adaptable, Client Centric, Collaborative and Community Focused.

RIA in Grand Rapids, MI
Recruiting in 6 Cities
Atlanta, GA - Tampa, FL - Minneapolis, MN - Jacksonville, FL - Grand Rapids, MI - Dallas, TX $250,000,000 AUM / $3,000,000 REV
7 Years In Business
Custody With Apex Clearing
10 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Who We Are We are a multi-generational team of seasoned wealth advisors, daring financial innovators, and talented software engineers that together developed the first liability-driven wealth management system to fix the flawed traditional approach to financial planning and investing. Who We Serve Our clients desire to live rich lives instead of merely dying rich—so they value being disciplined with their resources and making wise decisions for the future. They shun the idea that being passive, riding the wave of current trends, or settling for something because that is the way it has always been done are the best ways to manage their family and financial wealth. They are deeply committed to protecting and maximizing all of their assets—their time, health, financial resources, mind, character, and community. They are on the journey of living an intentional life. Who We Are Looking For Advisors who believe that the best way to serve their client, is to focus on what matters to their client. We believe that financial advising is a noble profession, and we are privileged to live at a time in human history where we can focus on helping our clients pursue their dreams and build wealth for the future. The advisor that can concentrate the majority of their energy on delivering personalized advice and spending time with their clients will grow faster and build a practice that has enduring value. Just as our clients have unique stories and purposes for their lives, we believe that you the advisor has a story to tell. We built our platform to help you tell your story, share your expertise with the right clients, and rapidly grow your business.

Independent Broker Dealer in Oklahoma City, OK
Recruiting in 6 Cities
Rogers, AR - Oklahoma City, OK - Tulsa, OK - Enid, OK - Dallas, TX - Kansas City, MO $600,000,000 AUM / $6,400,000 REV
24 Years In Business
Custody With Fidelity
7 Advisors in 7 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Our firm is an independent wealth management, tax, and accounting firm based in Oklahoma. Our firm places an emphasis on holistic planning and have built an infrastructure that allows us to efficiently provide that to our clients and advisors. We have a deep bench of talent that provides advisors with internal planning support, portfolio management/trading, paperwork, and other back office tasks. This allows our advisors to focus their time on their clients and prospects. We also have a full tax and accounting team that provides services to our clients allowing us an opportunity to create a deeper, more engaging client experience. Beyond that, our firm employs experienced HR, IT, and marketing staff that both allow our firm to function seamlessly as well as provide another value-add to our clients in the form of individual consulting.

OSJ/Super OSJ in Simsbury, CT
Recruiting in 2 Cities
Boston, MA - Simsbury, CT $400,000,000 AUM / $4,000,000 REV
90 Years In Business
Custody With Fidelity
15 Advisors in 4 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We are a full-service investment firm offering wealth management and financial planning services. For over 80 years, we have held fast to our commitment to independence and to placing the interests of our clients above all else. With objective, professional advice coupled with a broad offering of financial products, we give our clients more than just ways to approach their financial need – we give them solutions. We serve individuals, families, small businesses, corporate executives and non-profit organizations. Our goal is to build long-term personal relationships with each and every client we serve. Through our comprehensive wealth management process, we provide professional advice on the financial issues most important to you: retirement planning, individual portfolio management, college savings, estate and trust services, and charitable giving.

Independent Broker Dealer in Lake St Louis, MO
Recruiting in 11 Cities
Overland Park, KS - Memphis, TN - Indianapolis, IN - Nashville, TN - Columbus, OH - Minneapolis, MN - Des Moines, IA - Houston, TX - Chicago, IL - Dallas, TX - Kansas City, MO $1,700,000,000 AUM / $44,000,000 REV
31 Years In Business
Custody With Pershing
180 Advisors in 150 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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The firm values its independence and that of its advisors. We differentiate ourselves by our high touch relationships and the relationships that we foster with our FPs over the years. While smaller than some of the largest firms, we are able to compete in terms of our technology stack and the tools that we bring to FPs. Our FPs have direct access to our management team including the founder and CEO. Our management team is only one direct dial away. We pride ourselves on our staff and have enjoyed long employee tenure and low turnover over the years. The firm is privately owned without any outside investors. The founder and CEO has owned the firm for 29 years. The owner has no intention of selling the firm. His goal is a successful multigenerational business as all three of his adult children also work at the firm with different roles. - We have employees who have been with the firm 20+ years and many 10+ years - We have FPs who have been with us for 20+ years - Within one system, FPs are able to open Pershing accounts, gather and complete annuity paperwork and have their clients digitally sign their paperwork. - We offer a full suite of tools to support FPs on their annuity business which includes fixed and variable product database and on-demand rider quoting. - We have an in-house CFA on staff to assist FPs with product selection and provide feedback on their portfolios. - We have an incentive trip that FPs may qualify with 250k of GDC which includes (fees, GDC and life insurance target) - We count fixed life, DI and LTC towards BD payouts without running that business through the grid. We are fiercely independent and are attractive to FP's who are fiercely independent as well. We value the quality of our FP relationships as the primary driver of our success. Personal long term relationships with FP's where our staff often recognized FP's by voice. Family owned with no intention to sell out to private equity We allow the FP to define their own success and don't attempt to manage the FP's production goals or product mix.

RIA Hybrid in Camarillo, CA
Recruiting in 2 Cities
Camarillo, CA - Omaha, NE $10,000,000,000 AUM / $60,000,000 REV
42 Years In Business
Custody With Charles Schwab
BD Mutual Securities, Inc
500 Advisors in 160 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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Powering success for over 40 years, entrepreneurial to the core, we’re no-nonsense innovators with a nimble start-up approach. We get that life and business goals are unique for every advisor. A personalized approach can make all the difference in supporting your success. Helping you to grow with confidence, to work smarter, to focus on what matters most. Our deep expertise can elevate you at all stages of your fiduciary journey - from investment management & asset transition, to technology, compliance and staffing support. Let’s simplify things. No egos, just results.

RIA in Savage, MN
Recruiting in 2 Cities
Minneapolis, MN - Nashville, TN $350,000,000 AUM / $6,500,000 REV
30 Years In Business
Custody With Pershing
11 Advisors in 3 Offices
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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We embrace our advisors’ independence and entrepreneurial spirit so they can find success. We are passionate about our Clarity Message and vision of changing the investment world one investor at a time through the power of clarity. That’s why we focus on providing advisors with the processes, tools and resources to be successful. We know accomplishing our goal will require fortifying our growing team with new advisors that share our belief and passion. Our advisors are empowered to reach their goals by having the time to focus on what they do best — building relationships. No cookie-cutter solutions, products to push or quotas to fill — you get the tools, tech and support you need to create meaningful impact in the lives of your clients and find success for your own.

RIA Hybrid in Charlotte, NC
$12,000,000,000 AUM / $113,000,000 REV
10 Years In Business
Custody With Charles Schwab
BD LPL FINANCIAL LLC
223 Advisors in 151 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm began with seven original advisors in 2013 and has grown to over 215 partners in 145 firms across 23 states. Our team goes beyond just support, we identify and fill in gaps that our partners may not have the resources to solve for. We aim to be a transparent support system for entrepreneurial-minded advisors navigating the complex world of business ownership. We leave it up to you to be the ultimate decision-maker for your practice. Just as you are there to serve your clients, we are here to serve you. Through compliance, support and consulting, programs, and more, we strive to build a true partnership, so you have the freedom and resources to best serve your clients.

RIA Hybrid in Crestview Hills, KY
Recruiting in 8 Cities
Lexington, KY - Louisville, KY - Nashville, TN - Dayton, OH - Carmel, IN - Chicago, IL - Cincinnati, OH - Indianapolis, IN $866,000,000 AUM / $7,000,000 REV
32 Years In Business
Custody With Other
BD AMERIPRISE FINANCIAL SERVICES, INC.
6 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Vision: Delivering dynamic Family advice for Generations Mission: “Creating unique experiences that empower generations to achieve excellence”. Brand Promise: To be the trusted Confidant through each unique family mission and vision We will accomplish this mission by delivering relevant and customized ideas through a collaborative relationship designed for each family’s ongoing circumstance Value Proposition: In an ever-changing world where risk is reality, our unique relationship delivers expertise and understanding of today’s financial circumstance and a family’s values. We deliver this expertise using preferred communication methods in this time starved tech savvy environment.

Independent Broker Dealer in Waltham, MA
$222,000,000,000 AUM / $2,000,000,000 REV
45 Years In Business
Custody With Fidelity
2100 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Outside RIAs ALLOWED

In The Firms Own Words
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Member FINRA/SIPC, a Registered Investment Adviser, provides financial advisors with holistic, integrated solutions that support business evolution, growth acceleration, and operational efficiency. Privately held since 1979, the firm partners with more than 2,000 independent financial advisors nationwide and offers the framework for emerging and established independent financial advisors to thrive. Headquarters are located in Waltham, Massachusetts, and San Diego, California.

RIA in San Francisco, CA
$600,000,000 AUM / $5,000,000 REV
5 Years In Business
Custody With Apex Clearing
26 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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We're a different kind of RIA. We pair our advisors with proprietary, cutting-edge technology to deliver a comprehensive, tailored wealth management experience. We empower advisors to deliver exceptional value to their clients — on their own terms. We’re here to help established advisors scale, providing everything they need to succeed from technology to client support and from marketing to mentoring. We make our advisors much more efficient, cutting time spent on admin and ops and delivering more freedom to build the practice they envision. To deliver on that goal, we've reimagined what a wealth management platform delivers, allowing clients to easily find a financial advisor and communicate how and when they want, to work with their advisor to customize, invest, and professionally manage their entire financial lives in one place, and to automatically squeeze more out of every hard-earned dollar to reduce their tax bills. If you're looking to grow faster, spend more time on what matters, deliver a better experience, and earn more, we might be a good fit.

RIA Hybrid in Redlands, CA
Recruiting in 3 Cities
Monrovia, CA - Redlands, CA - Monrovia, CA $940,000,000 AUM / $8,000,000 REV
28 Years In Business
Custody With LPL
BD LPL FINANCIAL LLC
7 Advisors in 2 Offices
Transition Comp is AVAILABLE
Clients Available For Referral

In The Firms Own Words
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Our firm was founded in 1996 with the vision of creating a structure that supports advisors in providing comprehensive financial planning to clients at every stage of the life cycle. Our founder knew this would require laser focus targeted toward building an energetic, innovative team who embraced new ideas with enthusiasm, and was unafraid to challenge the status quo. In 2021 we hit the billion-dollar mark in assets under management. But we aren’t resting on our laurels. We are still laser-focused, not only on developing processes, but on mentoring advisors who get real joy out of assisting our core clients – clients who value sound advice and a professional to partner with on their journey. We don’t set hard minimums. Our best client fit is anyone committed to accumulating the wealth that fosters an abundant life. We live in integrity and strive for quality organizational growth. We walk the walk of approachable professionalism and purposeful leadership. You won’t find many suits or ties around this office. Our most comfortable attire is knowledge, experience, and openness. Thanks to a business model that shows we care about more about our clients than we do about the bottom line, our firm is growing fast. We are also growing with intention - the intention to seek out ambitious, integrous advisors who get excited about serving our core clients. Are you an individual who gets satisfaction from working hard alongside a team dedicated to growth through exemplary client service? If so, let’s talk.

RIA Hybrid in West Des Moines, IA
Recruiting in 11 Cities
Omaha, NE - Des Moines, IA - Sioux Falls, SD - Albuquerque, NM - Lacrosse, WI - Scottsdale, AZ - Madison, WI - Alexandria, MN - Sandy, UT - Davenport, IA - Lincoln, NE $2,870,006,000 AUM / $10,589,000 REV
85 Years In Business
Custody With RBC
BD FBL Marketing Services, LLC
93 Advisors in 26 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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For over 80 years, our companies have helped clients protect their families and their futures. Our products and services are built for people in all stages of life, in both rural and metro communities. Today, we do business in 14 Midwestern and Western states and are proud to expand our services into financial planning and wealth management while maintaining our reputation for outstanding client service. As a Wealth Management Advisor at our firm, you’ll partner with agents to provide the local financial advisory services clients are looking for. We have over 1,700 multiline exclusive insurance agents providing a full suite of life and property-casualty insurance products as well as annuities and mutual funds to more than 540,000 clients. At the local level, our insurance agents and wealth management advisors are known for becoming important resources in their communities, supporting local development initiatives, school activities and many other charitable entities.

RIA in San Diego, CA
Recruiting in 4 Cities
Phoenix, AZ - Scottsdale, AZ - Minneapolis, MN - San Diego, CA $800,580,000 AUM / $7,651,000 REV
11 Years In Business
Custody With Charles Schwab
6 Advisors in 3 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our firm brings sophisticated financial solutions to high net worth individuals and families who value tax efficiency. Our approach is to make the complex simple, deliver service ahead of need, and make our clients’ financial lives worry-free. How We Do This: Our advisors use our defined planning process and tax planning strategies to identify tax savings opportunities between 20% and 80% in the first 12 months of engaging the firm. We work closely with our clients to understand their goals, identify inefficiencies, and design new pathways to reach, or even exceed, their wealth enhancement goals. We add value in Planning by providing what we consider to be “Above the Line” planning: Income Tax Planning, Wealth Transfer Planning and Balance Sheet Optimization. How We Help Our Clients: - Tax mitigation strategies and products to deliver a higher level tax efficiency and dramatically reduce annual/long-term tax burden - Robust combinations of investment strategies to fit HNW segment and generate tax alpha - Alternative Investment strategies, integrated with traditional funds, ETFs, and managed accounts based on client risk profile - Integrated structured Insurance solutions to compliment traditional fee-based RIA options. Why Advisors Choose Us: - Opportunities for professional growth, learning new tools and strategies - Enhanced earnings potential - Being part of a multi-disciplinary team - Ability to focus on planning, insurance, and/or wealth management - Best-in-Class technology tools to facilitate producing your best work - Collaborative, fun culture - Pathway to ownership

RIA Hybrid in Crestview Hills , KY
$725,000,000 AUM / $6,100,000 REV
32 Years In Business
Custody With Other
BD AMERIPRISE FINANCIAL SERVICES, INC.
6 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee

In The Firms Own Words
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In an ever-changing world where risk is reality, our unique relationship delivers expertise and understanding of today’s financial circumstance and a family’s values. We deliver this expertise using preferred communication methods in this time starved tech savvy environment.

RIA Hybrid in Marion, OH
Recruiting in 4 Cities
Cincinnati, OH - Cleveland, OH - Columbus, OH - Toledo, OH $350,000,000 AUM / $2,400,000 REV
3 Years In Business
Custody With Charles Schwab
BD Sanctuary
3 Advisors in 2 Offices
Transition Comp is AVAILABLE
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Just like you, we seek to provide outstanding service and advice to clients based on financial planning, disciplined investment management and regular contact. Our teammates have decades of financial services experience and we have sought to expand our expertise through professional designations. We are deeply involved in our community. We are seeking to grow by recruiting outstanding advisors. We want to recruit senior advisors who seek a rewarding transition into retirement with the confidence that their clients will be well served. We want to recruit newer advisors who seek a positive and encouraging environment to grow their practices. Our first location is in central Ohio and we will open our second office next month in Cleveland. We are eager to expand throughout Ohio, Midwest, Massachusetts and Florida. We look forward to talking with you to learn more about you, your goals and your business.

RIA Hybrid in Melbourne, FL
Recruiting in 49 Cities
Tacoma, WA - Grand Rapids, MI - Ft Lauderdale, FL - Colorado Springs, CO - Lexington, KY - Charlotte, NC - Oklahoma City, OK - Chicago, IL - Albuquerque, NM - Miami, FL - Palm Springs, FL - Birmingham, AL - Charleston, SC - MELBOURNE, FL - San Antonio, TX - Columbus, OH - Houston, TX - Tampa, FL - Memphis, MS - Palm Springs, CA - Jackson, MI - Columbia, SC - New York City, NY - Albuquerque, NM - Pittsburgh, PA - New Orleans, LA - Dallas, TX - Anaheim, CA - St Louis, MS - Savannah, GA - Denver, CO - Buffalo, NY - Boston, MA - Houston, TX - Lubbock, TX - Portland, OR - Minneapolis, MN - Jacksonville, FL - Flagstaff, AZ - Philadelphia, PA - Detroit, MI - Dallas, TX - Seattle, WA - Milwaukee, WI - West Palm Beach, FL - Las Vegas, NV - Washington Na, DC - Cincinnati, OH - Austin, TX $205,000,000 AUM / $1,200,000 REV
1 Years In Business
Custody With Charles Schwab
BD PRIVATE CLIENT SERVICES, LLC
9 Advisors in 6 Offices
Advisors CAN Charge a Planning Fee
Clients Available For Referral

In The Firms Own Words
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Our mission is to give advisors a platform that embraces technology, guides on regulation, and inspires them to be amazing. We will migrate over a billion in AUM by the end of the year. We believe the business owner Advisor knows what’s best for their practice and we want to be their platform of choice for market accessibility, digital transformation, leadership, and acquisition opportunities. We will not accept legacy business processes or ideology to dictate our go forward. To be the leader we will continually provide due diligence on custodians, operations, technology, and investments. The firm will never be completed as long as regulations, services, and attitudes change.